Navigating FCA Compliance with MEMA: Credit Broking and Appointed Representatives

This presentation provides a comprehensive guide to understanding FCA authorisation for credit broking firms and the role of Appointed Representatives and Principal Firms. It outlines how MEMA Consultants supports businesses through every step of the FCA authorisation process, from initial consultation to ongoing compliance. The presentation also highlights MEMA's expertise and bespoke services, making them a trusted partner for firms seeking to achieve and maintain regulatory compliance in the financial sector.

1. INTRODUCTION TO MORTGAGE BROKING AND FCA AUTHORISATION Overview of FCA authorisation for firms in credit broking. Briefly introduce the necessity of FCA authorisation and its importance for credit broking activities.

2. APPOINTED REPRESENTATIVES AND PRINCIPAL FIRMS Explanation of Appointed Representatives (AR) and Principal Firms. Define what ARs and Principal Firms are, and how firms transition from AR to direct FCA authorisation .

3. MEMA’S ROLE IN FCA AUTHORISATION PROCESS How MEMA supports firms through the FCA authorisation journey. Highlight the step-by-step support MEMA provides, from initial consultation to document preparation and application submission.

4. ONGOING COMPLIANCE SUPPORT BY MEMA MEMA’s services for maintaining compliance post- authorisation . Discuss the bespoke compliance monitoring, advice, and documentation services that MEMA offers to help firms stay compliant.

5. WHY CHOOSE MEMA FOR FCA COMPLIANCE Unique strengths and expertise of MEMA Consultants. Emphasize MEMA’s industry experience, regulatory insight, and successful track record in helping firms achieve and maintain FCA compliance.

6. CONTACT US [email protected] 03301330811 Suite 1810, Unit 3a,34-35 Hatton Gardens, Holborn, EC1N 8DX https://www.memaconsultants.com/

7. THANK YOU