Behaviour Based Safety training 2 days.pdf

shiva3305 212 views 109 slides Aug 30, 2024
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About This Presentation

Behaviour Based S trainin


Slide Content

Behavior
Based
Safety
Parabakaran Balasubramaniam

2
2
Professional Summary: With over 15 years of comprehensive experience in
Environmental Safety and Health (HSE), Parabakaran Balasubramaniam is
a seasoned professional with specialized expertise in delivering impactful
training programs. He holds a Master's Degree in Environmental Safety and
Health from the University Malaysia Pahang and has dedicated 5 years
specifically to the field of HSE training and consultancy.
Key Skills and Competencies:
Extensive knowledge in environmental safety regulations and compliance
standards.
Proven track record in designing and delivering engaging and effective HSE
training modules.
Strong understanding of risk assessment methodologies and hazard control
strategies.
Skilled in conducting safety audits and implementing corrective measures.
Excellent communication and interpersonal skills for effective training
delivery
ABOUT THE TRAINER

Day 1:

1. Introduction

Welcome and overview of the training program

Introductions and ice-breaking session

2. Course Objectives

Setting clear expectations and learning objectives

3. Ice Breaking Session

4. Topic 1: Why Safety Programs Do Not Work

Understanding common pitfalls in traditional safety approaches

5. Topic 2: Behavior-Based Safety (BBS) -What is it? What is it not?

Definition and core principles of BBS

Differentiating BBS from traditional safety programs

6. Group Discussion

Day 1:

7. Traditional Safety vs. BBS

Contrasting traditional safety methods with BBS approaches

Benefits and limitations of each approach

8. Group Discussion

9. Human Behavior

Exploring factors influencing human behavior in manufacturing settings

10. Consequences

Understanding the role of consequences in shaping behaviors

11. BBS Challenges

Identifying common challenges in implementing BBS

12. DOTS Causation Model

Overview of the DOTS (Doer, Opportunity, Trigger, and Support) model

Application to BBS

Objectives

The benefits of behavior-based systems.

The basic principles of how to motivate safe behavior.

A company’s readiness for behavior-based safety.

Compare and contrast the different behavior-based
systems on the market today.

What You Will Learn:

Understanding the fundamentals of behavior-based
safety (BBS)

Identifying behaviors that contribute to safety outcomes

Analysing factors influencing behavior in manufacturing
settings

Implementing strategies to reinforce safe behaviors

Conducting effective safety observations and providing
feedback

Developing action plans for continuous safety
improvement

Why Safety Programs Do
Not Work:

Safety is a priority, not a value !

Safety is notmanaged in the
same manner as production,
quality, and cost issues!

Safety is notdriven through
continuous improvement!

“Fallacies or Realities” in
Safety Fables?

Conditions cause accidents!

Enforcing rules improves safety!

Safety professionals can keep workers safe!

Low accident rates indicate safety programs
are working well!

Investigating to find the root cause of
accidents will improve safety!

Awareness training improves safety!

Rewards improve safety!

Core Elements in Successful
Safety Programs

A culture that says “safety” is
important around here!

A tight accountability system!

•An excellent tool for collecting data on the quality
of a company’s safety management system
•A scientific way to understand why people behave
the way they do when it comes to safety
•Properly applied, an effective next step towards
creating a truly pro-active safety culture where
loss prevention is a core value
•Conceptually easy to understand but often hard to
implement and sustain
Behavior Based Safety: What Is It?

•Only about observation and feedback
•Concerned only about the behaviors of line employees
•A substitution for traditional risk management techniques
•About cheating & manipulating people & aversive control
•A focus on incident rates without a focus on behavior
•A process that does not need employee involvement
Behavior Based Safety: What It Is Not!

Obstacles To Success:

Poorly Maintained Facilities

Top-down Management Practices

Poor Planning/Execution

Inadequate Training

Keys to Success:

Meaningful Employee
Empowerment

Designing a Well Planned and
Supported BBS Process

Managing BBS Process with
Integrity

Turn & Talk

What kinds of
injuries and accidents
are common at your
workplace?

What percentage of these
accidents are a result of:

Unsafe conditions, OSHA violations, dangerous equipment? _____%

Unsafe actions, at-risk behaviors, poor decisions? _____%

What percentage of these
accidents are a result of:

Unsafe conditions, OSHA violations, dangerous equipment? 6%

Unsafe actions, at-risk behaviors, poor decisions? 94%

Therefore, compliance is necessary
but not sufficientfor great safety.
Safety is about people, and
behavioris the challenge.

Traditional Safety
Fewer
Accidents
Safety
Training
Policies
Slogans
Safety
Meetings
Contests
&
Awards
Committees
& Councils
R
e
p
r
i
m
a
n
d
s
R
e
g
u
l
a
t
i
o
n
s

Behavior Based Safety
Safety
Activities
Fewer at-risk
Behaviors
Fewer
Accidents

What Behavior-based is...
Safe People vs
Safe Places
Injuries Equal
Management Errors
Behavior
Management
Measure Behaviors
vs Results
Observation &
Feedback
Positive
Reinforcement

Organizational Performance Model
Great
Performance
Systems Behaviors
Climate

Systems
•Accountability
•Communication
•Decision Making
•Measurement
•Orientation
•Training
•Employment
•Auditing

Behaviors

Honesty and
Integrity

Ask for help
without taking
responsibility

Recognition

Observation
and feedback

Trust

Listen with
empathy

Climate Variables

Confidence/trust

Interest in people

Understanding
problems

Training/helping

Teaching to solve
problems

Much information

Approachability

Recognition
-Rensis Likert

Turn & Talk

What is the primary
purpose of a
supervisor?

What is the most
effective way to
motivate people?


Activators (what needs to be done
)

Competencies (how it needs to be done)

Consequences (what happens if it is done)
Human Behavior is a function of :

Human behavior is both:
Observable
Measurable
therefore
Behavior can be managed !

Attitudes
A
re inside a person’s head -
therefore they are notobservable or
measurable
Attitudes can be changed by
changing behaviors
however

ABC Model
Antecedents
(trigger behavior)Behavior
(human performance)
Consequences
(either reinforce or punish behavior)

Definitions:
Activators:
A person, place,
thing or event that happens
beforea behavior takes place
that encourages you to
perform that behavior.
Activators only set the stage
for behavior or performance
-they don’t controlit.

Some examples of activators

Behavior:Any directly measurable
thing that a person does, including
speaking, acting, and performing
physical functions.
Definitions:

Some examples of behavior:

Definitions:
Consequences: Events that follow
behaviors.
Consequences increase or decrease the
probability that the behaviors will occur
again in the future.
Oh please let it be Bob!
If you don’t send in that
payment we’ll take you to
court

Behavioral Model
B = f (c)
Antecedents
Behaviors
Consequences

Some example of Consequences:

Consequences -How would you view
them?
Sunbathing
Aggressive Drivers

Only 4 Types of Consequences:

Positive Reinforcement (R+)
("Do this & you'll be rewarded")

Negative Reinforcement (R-)
("Do this or else you'll be penalized")
Punishment (P)
("If you do this, you'll be penalized")

Extinction (E)
("Ignore it and it'll go away")
Behavior

Consequences Influence
Behaviors Based Upon
IndividualPerceptions of:

Timing-
immediate or future

Consistency-
certain or uncertain
Significance-
positive
or negative
Magnitude -
large or
small
Impact -
personal or
other

Consequences need to be ...
Soon
vs Delayed
Certain
vs
Uncertain
Positive
vs Negative
Personal
vs
Organizational

Both Positive (R+) & Negative
(R-) Reinforcement Can
Increase Behavior
R+:
any consequence that follows a behavior
and increases the probability that the
behavior will occur more often in the future -
You get something you wantR-:
a consequence that strengthens any
behavior that reduces or terminates the
behavior -You escape or avoid something you
don’t want

43
Good safety
suggestion Joe! Keep
bringing ‘em up!
R+
R-
One more report like
this and you’re outa
here!!

44
P
e
r
f
o
r
m
a
n
c
e
Time
R+
The effects of positive
reinforcement

45
P
e
r
f
o
r
m
a
n
c
e
Time
R-
The effects of
punishment

Why is one sign often ignored, the other
one often followed?

To create conditions that encourage
people to collaborate because they want
to
not because they have to
Let’s do
it!!
The Behavior Based Safety Challenge:

Performance
Motivation
Motivation Model
Ability

Performance
Motivation
Selection-
Can they do it
Training-
Do they know
how
Motivation Model
Ability

Performance
Motivation
Job Climate -
Boss & Peer relationships,
Work environment
Selection-
Can they do it
Training-
Do they know
how
Motivation Model
Ability

The Job Itself-
Any fun, challenge
Performance
Motivation
Job Motivational
Factors
Achievement, Promotion,
Recognition, Responsibility
Job Climate -
Boss & Peer relationships,
Work environment
Selection-
Can they do it
Training-
Do they know
how
Motivation Model
Ability

The Job Itself-
Any fun, challenge
Performance
Motivation
Union-
Norms,
Pressures
Peer Groups -
Norms, Pressures
Job Motivational
Factors
Achievement, Promotion,
Recognition, Responsibility
Job Climate -
Boss & Peer relationships,
Work environment
Selection-
Can they do it
Training-
Do they know
how
Motivation Model
Ability

Accident
Causation
DOTS Model

Logical
decision in
his/her
situation
Workstat’n
design
design
Incomp’ble
displays/
Controls or job
design
Capacity with
Load in a
State
D
ecision to err
T
raps
O
verload or
mismatch
Human
Error
Acc or
incid’t
Injury
or
loss
S
ystems
Failure
Causation
Model
DOTS
Perceived low
probability

Peer pressure
Measures of the boss
Perceived priorities
of mgt
Of the incident
occurring
Of a loss resulting
Logical
decision
in his/her
situation
Perceived
low
probability
D
ecision
to Err
S
Causation ModelDOTS

Natural endowment
Physical capability
Knowledge skill
Drugs / alcohol
Information
processing
Environment
Worry / stress
Fatigue
LCUs
Capacity
with
Load
in a
State
O
verload
or a
Mismatch
Causation ModelDOTS

Size, force,
feel, repetition
reach
Stereotypes,
Human capabilities,
Expectations,
Inconsistencies
Workstation or
Job design
Incompatible
displays or
controls
T
raps
Causation ModelDOTS


Lack of Policy / Guidelines / Practices

Poorly defined responsibility

No authority to act

Little accountability or measurement

No analysis of incidents

No orientation of new / transferred staff

Lack of clear SOPs / Standards
S
ystems Causes
S
ystems Causes
Causation ModelDOTS

T
raps
O
verload or
mismatch
Human
Error
Acc or
incid’t
Injury
or
loss
S
ystems
Failure
D
ecision to
Err
Causation ModelDOTS

ENDOFDAY1

Day 2:

1. Benefits of Behavior-Based Approach

Highlighting the advantages of adopting a behavior-based approach to
safety

2. Why Implement BBS

Understanding the rationale and business case for BBS implementation

3. BBS Features

Key components and characteristics of successful BBS programs

4. Are You Ready for BBS?

Assessing organizational readiness for BBS implementation

5. Group Activity

6. BBS Assessment Process

Step-by-step guide to assessing behaviors and safety performance

Day 2:

7. Safety Observation Process

Techniques for conducting effective safety observations

8. Group Exercise

9. Coaching and Feedback

Strategies for providing constructive feedback and coaching on
safety behaviors

10. Question and Answer Session

11. Conclusion

Recap of key learnings and takeaways

Next steps and action planning for implementing BBS

Benefits
of
Behavior-based Approaches

Average Reduction
of Injury Frequency

Implementation of BBS
After 1 year34%
After 2 years44%
After 3 years61%
After 4 years71%

Safety Intervention Strategies
(By NSC)
Approach# of Studies# of SubjectsReduction %
Behavior Based 72,444 59.6%
Ergonomics 3n/a 51.6%
Engineering Change 4n/a 29.0%
Problem Solving 176 20.0%
Gov’t Action 22 18.3%
Mgt. Audits 4n/a 17.0%
Stress Management 21,300 15.0%
Poster Campaign 26,100 14.0%
Personnel Selection 26 19,177 3.7%
Near-miss Reports 2n/a 0%

Why Implement BBS?

Safety is about people.

Compliance is not sufficient.

Consequences drive behavior.

Motivating

Performance Feedback

Why Implement BBS?

Truly proactive

Broad awareness

Deep Involvement

Proven effective

Transcends workplace safety

Three Essential Questions
Whatbehaviors are being observed?
Whyare those behaviors present?
Now Whatwill be done to correct the
system deficiencies?

BBS Features
Strengths / Weaknesses

Peer to peer observation

Supervisory observation

Behavior audit

Snapshot

Software support

Customized behavior inventories

General behavior inventories

Emphasis on skilled coaching and feedback

Roles and Responsibilities

Workers

Observers / Supervisors

Safety Staff

Managers

Safety Involvement Team

Are You Ready
for
Behavior-Based Safety?

Safety Culture Wheel
0
4
8
12
Leadership
Systems & Processes
InvolvementOrganizational Style
Measurement &
Accountability
The ESPM Culture Wheel

Rate Each Statement on a Scale
from 0 to 3

0= Weakness

1=Some aspects covered

2=Could be improved

3=Strength

Leadership

Leadership commitment to safety is active, visible, and lively

A clear and inspiring vision has been established for safe performance

Safety is viewed and treated as a line management responsibility

Safety is clearly perceived as an organizational value on the same level
with productivity and quality

Systems & Processes

Supervisors and workers partner to find and correct systems causes of
incidents

Communication systems are abundant, effective and flow well in all
directions

Training systems deliberately and systematically create competency for
the right people at the right time

Safe operating procedures and policies are clearly defined and
communicated

Involvement

Workers are skilled at problem solving and decision
making

Labor and management work together to address safety
systems issues

Team orientation achieves involvement and cooperation

Innovation, participation and suggestions are
encouraged at all levels

Organizational Style

Trust and openness are the norm

Positive reinforcement is used regularly

Bureaucratic obstacles are removed

There is formal and informal recognition for great performance at all
levels

Measurement and Accountability

All levels of the organization have safety goals and process
responsibilities clearly defined

The process of achieving results is a key safety measure

Performance reviews include accountability for safe performance at all
levels

Supervision is accountable to perform safety observations and feedback

How Do You Deal with Safety?

Leader
culture that strongly values & supports EHS
continuous improvement

Follower
compliance minded
view safety as a legal responsibility with little or no value

Gambler
lack knowledge, resources, will to even achieve compliance
manage safety with eyes closed and fingers crossed

How Is Your Organization Managed?

Safety must be in harmony with the way the
organization is managed
Do we want production and safety?
Do we want production with safety?
Do we want safe production?
Goal: Efficient production which maximizes profit

Integrated or artificially introduced program?
How we do business -a state of mind that must become an
integral part of each and every procedure in the company

Behavior Based Safety

Three major sub-systems to deal with:
The physical, the managerial, the behavioral

Identifying critical at-risk behaviors andthe systems
that support them

At-Risk Behavior
normal human behavior
people reacting to their environment

Deal with the causesof the at-risk behavior, not the
behavior
change the environment that leads to the at-risk behavior

There is no one right way to achieve safe production in an
organization. For a safety system to be effective it must
fit the organization’s culture and it must:
Force supervisory performance
Involve middle management
Have top mgt. visibly showing their
commitment
Have employee participation
Be flexible
Be perceived as positive
Dan Petersen

Are You Ready?
LEADERSHIP

Organization needs to be fundamentally prepared for it
Success = taking on and resolving central organizational issues

Major change initiative for most companies
Change
not easy
often resisted w/ vigor and ingenuity
failed change efforts create skepticism, cynicism and apathy

Whether in production, quality, or safety the ultimate
responsibility rests with leadership.

Are You Ready?
SYSTEMS

Basic systems must be in place:
Safety -AI, hazard recognition, recordkeeping, etc…
Management -decision-making, inventory, budgeting, etc…
Facilities/Equipment -design, maintenance, etc…

If BBS is not integrated as a system it is likely to
burn-out

Are You Ready?
INVOLVEMENT

Engaging and sustaining employee involvement is the
driving mechanism

When employee involvement is not adequately
engaged, BBS becomes just another program

Management involvement is crucial
often subvert implementation by not understanding BBS
principles

Are You Ready?
ORGANIZATIONAL STYLE

Must be functioning at a high level of effectiveness
or be willing to address obstacles to high level
functioning

Effective organizational functioning includes:
Communication
Trust and credibility between management and workers
Respect
Vision

Are You Ready?
MEASUREMENT & ACCOUNTABILITY

What gets measured gets done

Clearly defined roles and responsibilities at every level
Accountability v Responsibility

Performance v Results

Safety Director -a lot of responsibility, very little
authority
Not everyone is responsible for safety until they are held
accountable

People? Time? Facilities? Outcome?

Perception Survey
 100 yes/no opinion oriented questions
 Pencil & paper survey
 Anonymous responses
 All
 Maximize size of group
 30 min  Lunch room
 Auditorium
 Percent positive response in
21 safety related categories
 By location by level
Structured Interviews
 Facilitated group discussion
 2 safety process questions
 Confidential
 Focus groups of 10-12
people (25% of pop.)
 Representing the whole
organization
 Segregate mgmt &
labor
 75 min per
group
 Private
conference area
with ample room
and table to write
 Ranked list of improvement
recommendations

• System strengths
• System weaknesses
• Recommendations
• Next steps
EXECUTIVE
SUMMARY
Deliverable
Assessment
Process

Sample
Survey
The OhiO DivisiOn Of safeTy & hygiene
PERCEPTION SURVEY
PART 1
A. Enter your work location: B. Enter your shift: _____________
(Example: production, office, etc.)
___________________________
C. Circle your job function: D. Enter years with company: ____
Line worker, supervisor, or manager
___________________________
PART 2
Y N 1. Do you feel you received adequate
job training?
Y N 2. Do supervisors discuss
accidents and injuries with employees
involved?
Y N 3. Is discipline usually assessed when
operating procedures are violated?
Y N 4. Would a safety incentive program
cause you to work more safely?
Y N 5. Do you perceive the major cause of
accidents to be unsafe conditions?
Y N 6. Does your company actively
encourage employees to work safely?
Y N 7. Is safety considered important by
management?
Y N 8. Are supervisors more concerned
about their safety record than about
accident prevention?
Y N 9. Do you think penalties should be
assessed for safety and health violations?
Y N 10. Have you used the safety
involvement teams to get action on a
complaint or hazard which concerned
you?
Y N 11. Is high hazard equipment
inspected more thoroughly than other
equipment?
Y N 12. Is the amount of safety training given
to supervisors adequate?
Y N 13. Have you been asked to perform
any operations which you felt were
unsafe?
Y N 14. Are records kept of potential
hazards found during violations?
Y N 15. Are employees influenced by your
company’s efforts to promote safety?
Y N 16. Are employees provided
information on such things as cost,
frequency, type and cause of accidents?
Y N 17. Does your company deal
effectively with problems caused by
alcohol or drug abuse?
Y N 18. Are unscheduled inspections of
operations made?
Y N 19. Is off-the-job safety a part of your
company’s safety program?
Y N 20. Does management insist upon
proper medical attention for injured
employees?
Y N 21. Are safe operating procedures
regularly reviewed with employees?
Y N 22. Are you interested in how your
company’s safety record compares with
other companies in your industry?
Y N 23. Does your company hire
employees who do not have the
physical ability to safely perform
assigned duties?
Y N 24. Do your co-workers support the
company’s safety program?
Y N 25. Do supervisors pay adequate
attention to safety matters?
Y N 26. Is safe work behavior recognized
by supervisors?
Y N 27. Do employees participate in the
development of safe work practices?

0
20
40
60
80
100
120
Accident Investigation
Quality of Supervision
Alcohol/Drug Abuse
Attitude Toward Safety
Communication
New Employees
Goals for Safety Performance
Hazard Correction
Inspections
Involvement of Employees
Awareness Programs
Recognition for Performance
Discipline
Safety Concerns
Operating Procedures
Supervisor Training
Support for Safety
Employee Training
Safety Climate
Management Credibility
Stress
% Positive Responses
Manager SupervisorEmployee
Survey Results

Safety Observation Process

Step 1: PLANwhere and when to make observations
and recall what to look for

Step 2: OBSERVE worker behavior for safe and at-risk
performance

Step 3: COACHfor improved performance by positively
reinforcing or redirecting

Step 4: RECORD whatwas observed, whyit occurred,
and now whatwill be done

Step 1: PLAN

Determine a time and place to observe

Review the Observation Memory Jog-R (Tab 6)

Review Feedback and Coaching Tips (Tab 7)

Step 2: OBSERVE

Snapshots of behavior

Allow no distractions

Observe people and surroundings

Stop any at-risk behavior immediately

Stop observing after 30 seconds or at-risk behavior is
observed, which ever comes first

Step 3: COACH

Provide positive reinforcement (R+) if safe

Coach by shaping behavior if at-risk

Ignore what you saw

Discipline

Step 4: RECORD

Anonymous, specific, timely

Safe and At-Risk behaviors on Memory Jog-R

What, Why, Now What

Take Action

Observation Exercises

Continuous Improvement

Data Compilation

Safety Involvement Team

Problem solving

Implement solutions

Successful?

OBSERVATION

Reactive Behavior

Personal Protective Equipment

Specific Job Risks

Tools and Equipment

Safe Work Practices

Ergonomics

Reactive Behavior

Adjusting PPE

Changing position / Turning away

Stopping work / Attaching safe guards

Rearranging job

Personal Protective
Equipment

Head gear

Eye protection and face shielding

Hearing protection

Respiratory protection

Arm and hand covering

Foot and leg protection

Specific Job Risks

Strike against or caught

Line of fire

Fall, slip hazard

Contact hot, chemical or electric

Inhale or swallow hazardous substance

Tools and Equipment

Wrong for the job

Used incorrectly

In need of repair or maintenance

Clutter & poor housekeeping

Safe Work Practices

Not defined

Not known or understood

Ignored or done poorly

Not compatible with task

Ergonomics

Forceful exertions

Awkward postures

High repetition

Long duration w/o rest

Coaching and Feedback
for the skilled observer

Positive Reinforcement

Give praise

Explain why this behavior is right and/or safe

Encourage continued behavior

Shaping Behavior

Communicate the behavior you saw

Checkfor understanding of the job

Coachfor improved performance

Contractfor safe behavior

Coaching Tips

Use “I” vs. “You” language

Appeal to other’s interests and goals

Reflect feelings or emotions that go beyond the words

Set limits to clarify expectations

Talk about the behavior, not the person

Coaching Tips
Continued…

Keep calm

Don’t personalize emotion of others

Move to problem solving

Focus on interests rather than position

Find common ground
Tags