2
Anticipated Problems
What purposes do patient medical records
have?
What safeguards and protocol should be
followed when maintaining, transferring, or
receiving patient medical records?
4
Patient Medical Records
Medical records serve as communication tools.
They help maintain continuity of care.
5
Patient Medical Records
Medical records document:
Medical history
Treatment
Progress
Patient compliance
Patient education
6
Patient Medical Records
They are considered legal documents and
admissible evidence in a court of law.
Admissible evidence is any fact, item,
document, or testimonial that is allowed in
court by a judge and that may be used to
support or refute a case.
7
Patient Medical Records
Medical records provide data for quality
assurance, such as by the Joint Commission.
The Joint Commission is an independent,
nonprofit organization that sets performance
standards for quality and evaluates healthcare
organizations by their ability to meet those
standards. Proper authorization should be
secured where necessary.
8
Patient Medical Records
Medical records provide data for research.
Proper authorization should be secured where
necessary.
9
Patient Medical Records
Medical records provide documentation for
billing.
Medical records can serve as tools for patient
education.
10
Maintaining, Transferring, and
Receiving Medical Records
Safeguards and protocol
Physical safeguards
Administrative safeguards
Technical safeguards
Protocol and guidelines
Special situations
11
Physical Safeguards
Doors to offices in which records (electronic or
paper) are kept should be locked.
Cabinets where records are kept
should be locked and fireproof.
12
Administrative Safeguards
Written policies should be in place regarding:
Maintaining and transferring medical records
Employee access to medical records
13
Administrative Safeguards
Employees should receive security awareness
training and HIPAA training.
HIPAA is the Health Insurance Portability and
Accountability Act of 1996 - established guidelines
to protect the privacy and confidentiality of
patient health information, including medical
records.
14
Technical Safeguards for EMR
EMR (electronic medical records)
Password protected
Antivirus software
Transfers marked “confidential”
Care taken to ensure only the intended individual
receives the medical information
15
Protocol and Guidelines
Medical records are property of the healthcare
provider, patients have the right to access/copy
Neat, legible, accuracy documentation is
essential
16
Protocol and Guidelines
Documentation should be done “in due
course” (at the time of the occurrence or as close
as possible)
Patients must sign an authorization for release
of healthcare information in order for
records to be transferred.
17
Protocol and Guidelines
The patient’s compliance or noncompliance
with the physician’s prescribed treatment
should be documented.
Compliance is the degree or extent to which a
patient follows or completes a prescribed
treatment.
Noncompliance is failure or refusal to follow or
complete a prescribed treatment.
18
Special Situations
Married couples—An authorization for release
of information is needed for a spouse or other
family members to receive patient
information.
Divorce—It may be necessary to determine the
legal guardian of a child of divorced parents.
Guardianship may rest with one or both
parents.
19
Special Situations
Death—Assistance should be sought from
one’s supervisor in determining a deceased
patient’s next of kin or a legally appointed
power of attorney.
20
Special Situations
Adolescents/teens—Adolescents 18 and older
are considered adults in most states;
therefore, the records of an adolescent are
confidential unless the patient signs an
authorization for one or both parents to
receive information.
21
Review
Name three purposes for medical records.
Give an example of how medical records
should be physically safeguarded.
What term is used to describe the degree or
extent to which a patient follows or completes
a prescribed treatment.