Isoiec17020_presentation applicable for business

This standard is used for understanding basic concepts , terminology & requirements

1. ISO/IEC 17020:2012 Conformity assessment – Requirements for the operation of various types of bodies performing inspection Presentation on the new standard 2013-05-03

2. The aim of this presentation is to support all interested parties concerned by the implementation of this new standard, e.g. conformity assessment bodies, accreditation bodies, industries with general information and contribute to an harmonized transition. This is an open presentation without any copyrights and can be used by anyone. We welcome any proposals for improvement of this presentation or translation in national languages. ISO CASCO Secretary ISO CASCO Convenor WG 31 Sean MacCurtain Marcus Schmid 2013-05-03

3. Table of content 2013-05-03

4. Key activities of inspection (1) 2013-05-03

5. Key activities of inspection (2) 2013-05-03

6. Key activities of inspection (3) 2013-05-03

7. Key activities of inspection (4) 2013-05-03

8. History of inspection 2013-05-03

9. History of ISO/IEC 17020 (1) 2013-05-03

10. History of ISO/IEC 17020 (2) Stage Revision Ballot Result Comments WD1: 2009-06-03 - - 444 WD2: 2010-03-01 - - 316 CD: 2010-05-17 2010-08-27 81 % 764 DIS: 2011-01-13 2011-06-13 81 % 539 FDIS: 2011-09-21 2012-01-17 92 % 63 Publication : 2012-03-01 (english and french) 2012-07-01 DIN EN ISO/IEC (german version) 2013-05-03

11. Transition period of ISO/IEC 17020:2012 2013-05-03

12. ISO/IEC 17020 / WG 31 - Maintenance Group 2013-05-03

13. Aim of the revision Initiated by the result of the systematic review 2008 2013-05-03

14. The main changes and improvements Content 2013-05-03

15. The main changes and improvements Obligatory requirements of ISO/PAS 2013-05-03

16. The main changes and improvements Impartiality and independence (1) 2013-05-03

17. The main changes and improvements Impartiality and independence (2) 2013-05-03

18. The main changes and improvements Competence of inspectors (1) 2013-05-03

19. The main changes and improvements Competence of inspectors (2) 2013-05-03

20. The main changes and improvements Subcontracting 2013-05-03

21. The main changes and improvements Inspection schemes 2013-05-03

22. The main changes and improvements Commodity inspections 2013-05-03

23. The main changes and improvements Inspection reports and certificates 2013-05-03

24. The main changes and improvements Management system requirements 2013-05-03

25. Cross reference 17020:1998 – 17020:2012 (1) 17020:1998 17020:2012 remark 1.1 1 Applies to Type A, B, C and any stage 1.2 Introduction, 4. paragraph   1.3 Introduction, 5. paragraph   1.4 Introduction, 6. paragraph   2.1 3.1 Note 2: restriction to examination possible 2.2 3.5   3 5.1   3.1 5.1.1   3.2 5.1.2   3.3 5.1.3   3.4 5.1.4   3.5 5.1.5   3.6   Not included 4.1 4.1.2 to 4.1.5 PAS 17001 included 4.1 1st sentence 4.1.2   4.1 2 nd sentence 6.1.12 Partly covered 4.2 4.1.6   4.2.1 4.1.6 a)   4.2.2 4.1.6 b)   4.2.3 4.1.6 c)   2013-05-03

26. Cross reference 17020:1998 – 17020:2012 (2) 17020:1998 17020:1998 17020:1998 5 4.2 PAS 17002 included 6 5.2   6.1 5.2.2   6.2 1 st sentence 5.2.3   6.2 2 nd sentence 5.2.4   6.3 5.2.5   6.4 6.1.8 Supervision replaced by monitoring 6.5 5.2.6   6.6 5.2.7   7 8 PAS 17005 included 7.1 8.2.1   7.2 8.1.1   7.3 8.2.1   7.4 8.2.3   7.5 8.2.3   7.6 8.3   7.7 8.6   7.8 8.7   7.9 8.5   8 6.1   8.1 6.1.2   8.2 6.1.3   8.3 6.1.5/6.1.6/6.1.7   2013-05-03

27. Cross reference 17020:1998 – 17020:2012 (3) 17020:1998 17020:1998 17020:1998 8.4 6.1.10   8.5   Not included 8.6 6.1.11   9 6.2   9.1 6.2.1   9.2 6.2.2   9.3 6.2.3   9.4 6.2.4   9.5 6.2.5   9.6 6.2.6   9.7 6.2.7   9.8 6.2.8   9.9 6.2.9   9.10 6.2.10   9.11 6.2.11   9.12 6.2.12   9.13 6.2.13   9.14 6.2.14   9.15 6.2.15   10 7.1   10.1 7.1.1   2013-05-03

28. Cross reference 17020:1998 – 17020:2012 (4) 17020:1998 17020:1998 17020:1998 10.2 7.1.2   10.3 7.1.3   10.4 7.1.4   10.5 7.1.5   10.6 7.1.7   10.7 7.1.8   10.9 7.1.9   11 7.2   11.1 7.2.1   11.2 7.2.3   11.3 7.2.2   11.4 7.2.4   12.1 7.3.1   12 7.3   12.2 7.3.1   12.3 8.4.2   13 7.4/Annex B Extended based on IAF/ILAC A4 guidance 2013-05-03

29. Cross reference 17020:1998 – 17020:2012 (5) 17020:1998 17020:1998 17020:1998 13.1 7.4.1   13.2 1 st sentence 7.4.2   13.2 1 st /2 nd sent. 7.4.4   13.3 7.4.2 e)   13.4 7.4.5   14 6.3   14.1 6.3.1 1 st sentence   14.2 1 st sentence 6.3.1 2 nd sentence Note 1 added based on IAF/ILAC guidance A4 14.2 3 rd sent. 6.3.2   14.3 6.3.4   14.4 6.3.3   15 7.5/7.6 PAS 17003 included 16 5.2.2 Note   Annex A Annex A.1 Based on IAF/ILAC guidance A4 Annex B Annex A.2 Based on IAF/ILAC guidance A4 Annex C Annex A.3 Based on IAF/ILAC guidance A4 Annex D 8   2013-05-03

30. Cross reference 17020:2012 – 17020:1998 17020:2012 17020:1998 Remark Introduction, 4. paragraph 1.2   Introduction, 5. paragraph 1.3   Introduction, 6. paragraph 1.4   1 1.1 Applies to Type A, B, C and any stage 2   Normative references not included 3.1 2.1   3.2   New definition 3.3   New definition 3.4   New definition 3.5 2.2   3.6   New definition 3.7   New definition 3.8   New definition 3.9   New definition 3.10   New definition 4.1 4   4.1.1   PAS 17001 included 4.1.2 4.1 1 st sentence PAS 17001 included 4.1.3   PAS 17001 included 4.1.4   PAS 17001 included 4.1.5   PAS 17001 included 2013-05-03

31. Cross reference 17020:2012 – 17020:1998 (2) 17020:2012 17020:1998 Remark 4.1.6 4.2   4.1.6 a) 4.2.1   4.1.6 b) 4.2.2   4.1.6 c) 4.2.3   4.2 5 PAS 17002 included 5.1 3   5.1.1 3.1   5.1.2 3.2   5.1.3 3.3   5.1.4 3.4   5.1.5 3.5   5.2 6   5.2.1   PAS 17001 included 5.2.2 6.1   5.2.2 Note 16   5.2.3 6.2 1 st sentence   5.2.4 6.2 2 nd sentence   5.2.5 6.3   5.2.6 6.5   5.2.7 6.6   2013-05-03

32. Cross reference 17020:2012 – 17020:1998 (3) 2013-05-03 17020:2012 17020:1998 Remark 6.1 8   6.1.1     6.1.2 8.1   6.1.3 8.2   6.1.4     6.1.5 8.3   6.1.6 8.3   6.1.7 8.3   6.1.8 6.4 Supervision replaced by monitoring 6.1.9   Based on IAF/ILAC guidance A4 6.1.10 8.4   6.1.11 8.6   6.1.12 4.1 2 nd sentence PAS 17001 included 6.1.13 5 PAS 17002 included 6.2 9   6.2.1 9.1   6.2.2 9.2   6.2.3 9.3   6.2.4 9.4   6.2.5 9.5  

33. Cross reference 17020:2012 – 17020:1998 (4) 17020:2012 17020:1998 Remark 6.2.6 9.6   6.2.7 9.7   6.2.8 9.8   6.2.9 9.9   6.2.10 9.10   6.2.11 9.11   6.2.12 9.12   6.2.13 9.13   6.2.14 9.14   6.2.15 9.15   6.3 14   6.3.1 1 st sentence 14.1   6.3.1 2 nd sentence 14.2   6.3.1 Note   Based on IAF/ILAC guidance A4 6.3.2 14.2 3 rd sentence   6.3.3 14.4   6.3.4 14.3   7.1 10   7.1.1 10.1   7.1.2 10.2   2013-05-03

34. Cross reference 17020:2012 – 17020:1998 (5) 17020:2012 17020:1998 Remark 7.1.3 10.3   7.1.4 10.4   7.1.5 10.5   7.1.6     7.1.7 10.6   7.1.8 10.7   7.1.9 10.8   7.2 11   7.2.1 11.1   7.2.2 11.3   7.2.3 11.2   7.2.4 11.4   7.3 12   7.3.1 12.1/12.2   7.3.2     7.4 13 Extended based on IAF/ILAC A4 guidance 7.4.1 13.1   7.4.2 13.2 1 st sentence   2013-05-03

35. Cross reference 17020:2012 – 17020:1998 (6) 17020:2012 17020:1998 Remark 7.4.2 e) 13.3   7.4.3     7.4.4 13.2 2 nd /3 rd sentence   7.4.5 13.4   7.5 15 PAS 17003 included 7.6 15 PAS 17003 included 8 7/Annex D PAS 17005 included 8.1.1 7.2   8.1.2   PAS 17005 included 8.1.3   PAS 17005 included 8.2.1 7.1/7.3   8.2.2     8.2.3 7.4/7.5   8.2.4     8.3 7.6   8.4     8.4.2 12.3   2013-05-03

36. Cross reference 17020:2012 – 17020:1998 17020:2012 17020:1998 Remark 8.5 7.9   8.6 7.7   8.7 7.8   8.8     Annex A.1 Annex A Based on IAF/ILAC guidance A4 Annex A.2 Annex B Based on IAF/ILAC guidance A4 Annex A.3 Annex C Based on IAF/ILAC guidance A4 Annex B   Based on IAF/ILAC A4 guidance 2013-05-03

37. Presentation preapared by: Marcus Schmid is Director Management Systems Voith Turbo GmbH & Co KG, and Director Quality Management Voith Turbo Rail Division. Mr. Schmid is Convenor of ISO/CASCO working group WG 31, which developed ISO/IEC 17020. He is also member of the DIN Quality Management, Statistics and Certification Standards Committee, and chairs the DIN mirror committee to WG 31. Tel. [phone] [email protected] Gerd-Hinrich Schaub is a consultant of the Association of the TÜV (VdTÜV) and technical advisor of the International Confederation of Inspection and Certification Organisations (CEOC). His main focus is conformity assessment, product marking and accreditation. He is a member of several ISO/CASCO working groups and committees of accreditation associations (ILAC and EA). Tel. [phone] [email protected] 2013-05-03