KGMS Corporate Advisory Company KGMS Corp

KGMS Financial Services

1. KGMS SIP PI Preparation

2. KGMS Broking And Research Private Limited is a Private incorporated on 03 May 2000. It is classified as Non-govt company and is registered at Registrar of Companies, Ahmedabad. Its authorized share capital is Rs. 10,000,000 and its paid up capital is Rs. 8,500,000. It is involved in UNDIFFERENCIATED SERVICE-PRODUCING ACTIVITIES OF PRIVATE HOUSEHOLDS FOR OWN USE

3. Demat Account: A demat account is an electronic account used to hold and trade securities such as stocks, bonds, and mutual funds in electronic form. In India, the Securities and Exchange Board of India (SEBI) mandates the use of demat accounts for trading in most securities. The documents required to open a demat account in India include a PAN card, address proof (such as a utility bill or Aadhaar card), and a passport-sized photograph. Some potential benefits of holding securities in dematerialized form include lower risk of theft or loss, easier transferability, and reduced paperwork.

4. Trading Account: A trading account is an account used to buy and sell securities in India's financial markets. Trading accounts can be used for both equity and derivatives trading. The documents required to open a trading account in India include a PAN card, address proof, a passport-sized photograph, and a bank account statement or cancelled cheque. Some potential benefits of holding a trading account include the ability to invest in a wide range of securities and the potential for higher returns than other investment options.

5. Brokerage Fees: Brokerage fees are the fees charged by brokers for executing trades on behalf of clients. In India, brokerage fees can be calculated as a percentage of the transaction value, a flat fee, or a combination of the two. The typical brokerage fee for equity transactions in India ranges from 0.1% to 0.5% of the transaction value, while the typical brokerage fee for derivatives transactions ranges from 0.01% to 0.05% of the transaction value.

6. FAQs Q: How do I transfer shares between demat accounts? A: To transfer shares between demat accounts, you will need to submit a delivery instruction slip (DIS) to your Depository Participant (DP) or broker. Q: How do I close my trading account? A: To close your trading account, you will need to submit a written request to your broker or DP, along with any required documents. Q: What is a power of attorney (POA) in the context of trading accounts? A: A POA is a legal document that allows a broker or DP to make trades on your behalf. Some brokers may require you to sign a POA when opening a trading account.

7. FAQs Q: How do I open a demat account? A: To open a demat account in India, you will need to choose a Depository Participant (DP) and submit the required documents, including a PAN card, address proof, and passport-sized photograph. Some DPs may require additional documents or information. Q: What is a Depository Participant (DP)? A: A DP is an intermediary between the investor and the depository that holds securities in electronic form. DPs are authorized by SEBI to offer demat account services to investors. Q: What is a trading account? A: A trading account is an account used to buy and sell securities in India's financial markets. It is typically opened with a broker or financial institution. Q: How do I place a trade using my trading account? A: To place a trade using your trading account, you will need to log in to your broker's trading platform and enter the details of the trade, including the security you want to trade, the quantity, and the price. Q: What is a stockbroker? A: A stockbroker is a licensed professional who buys and sells securities on behalf of clients in exchange for a fee or commission. In India, stockbrokers are regulated by SEBI. Q: What is a demat account statement? A: A demat account statement is a record of all the securities held in your demat account, along with details such as the quantity, price, and date of purchase or sale. Q: What is a trading account statement? A: A trading account statement is a record of all the trades executed in your trading account, including details such as the security traded, quantity, price, and date of trade. Q: How do I transfer funds to my trading account? A: To transfer funds to your trading account, you can use various methods such as online banking, wire transfer, or a cheque deposit. Your broker may provide instructions for the specific methods they accept.

8. Terminologies Bid Ask Market Order Limit Order

9. A market order is an order to buy or sell a  security  immediately. This type of order guarantees that the order will be executed, but does not guarantee the execution price. A market order generally will execute at or near the current bid (for a sell order) or ask (for a buy order) price. However, it is important for investors to remember that the last-traded price is not necessarily the price at which a market order will be executed. A limit order is an order to buy or sell a security at a specific price or better. A buy limit order can only be executed at the limit price or lower, and a sell limit order can only be executed at the limit price or higher. Example: An investor wants to purchase shares of ABC stock for no more than $10. The investor could submit a limit order for this amount and this order will only execute if the price of ABC stock is $10 or lower. A stop order, also referred to as a stop-loss order is an order to buy or sell a  stock  once the price of the stock reaches the specified price, known as the stop price. When the stop price is reached, a stop order becomes a market order. A buy stop order is entered at a stop price above the current market price. Investors generally use a buy stop order to limit a loss or protect a profit on a stock that they have sold short. A sell stop order is entered at a stop price below the current market price. Investors generally use a sell stop order to limit a loss or protect a profit on a stock they own.

10. Questions What do you understand by financial products? Can you give some examples? How would you go about marketing financial products to potential customers? What are your thoughts on equity dealing? What strategies would you use for successful equity dealing? Can you explain the difference between mutual funds and MMDs? What are the advantages and disadvantages of investing in them? How would you approach cross-selling of financial products? What strategies would you use? What is your experience with in-house product marketing? Can you give an example of a successful in-house product marketing campaign you have executed?

11. Answer to questions Explain the concept of financial products and give examples like insurance policies, mutual funds, stocks, bonds, etc. Highlight the importance of understanding customer needs, tailoring product offerings to customer preferences, and effective communication channels for marketing financial products. Share your knowledge of equity dealing, including different types of equity dealing, and strategies for successful equity dealing, such as thorough research, risk management, and diversification. Explain the differences between mutual funds and MMDs, including their investment objectives, risk profiles, and fee structures. Discuss the pros and cons of each type of investment, and provide examples of mutual funds and MMDs that have performed well in recent years. Emphasize the importance of cross-selling in generating additional revenue for the company. Describe strategies for identifying customer needs and preferences, recommending complementary products and services, and providing personalized service. Share your experience with in-house product marketing, such as designing marketing materials, creating marketing campaigns, or training employees to promote in-house products. Provide an example of a successful in-house product marketing campaign and explain the key factors that contributed to its success.

12. Thank You !!