THiNKGREEN! NCCP Overview 2011

kbrooks459 176 views 7 slides Aug 20, 2011
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Overview of:
Third Quarter – 2011
THiNKGREEN! Global Advisors

THiNKGREEN! Global Advisors and New Century Capital Partners have partnered to create a broker-dealer
investment banking platform to execute private and public Institutional Capital Raising, M&A Advisory, Valuation
and Restructuring transactions within high growth sectors of the Technology Industry
THiNKGREEN! and NCCP strive to work closely with Venture Capital and Private Equity firms to help identify
investment targets and realize accelerated value creation and successful exit strategies for portfolio companies
Bring targeted deal flow for potential new investments for the fund
Execute follow-on private or public capital raises for growth funding of portfolio companies
Advise on mergers, acquisitions and divestitures for growth, restructuring and/or exit strategies
Provide valuation expertise and fairness opinions
Facilitate sale and IPO exits
ExecutiveSummary
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Overview of THiNKGREEN! Global Advisors and New Century Capital Partners
Cleantech
Digital Media
Mobile Technology
Software
Internet Technology
Defense Technology
Semi Cap Equipment
Renewable Energy
Institutional Capital Raising
•Private and Public
•Equity and Debt
M&A Advisory
•Sell-Side and Buy-Side
•Take Private
Restructuring
Valuation / Fairness Opinions

ExecutiveSummary
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Overview of THiNKGREEN! Global Advisors
Expertise in Clean Technology and Renewable Energy
New York and Los Angeles based investment banking advisory firm providing Capital Raising, Advisory,
Equipment Leasing and Government Funding Solutions to emerging companies in the Cleantech industry.
Team has over 60 years collective financial and banking experience in Energy, Utilities and Technology.
Scientific Advisory Board brings expertise in transportation, biological, chemical, and military engineering.
Strong Relationships with Clean Technology Institutional Investors and Related New Energy Participants
Key relationships with Clean Technology focused public equity, private equity, venture capital, senior debt and
project finance investors.
Senior bankers have completed over 120 transactions valued at over $12 billion within various structures.
THiNKGREEN! Service Offering Supports Full Suite of Capabilities Specifically Targeted at the Cleantech Industry
Investment Banking &
Strategic Advisory
•Institutional Capital Raising
•M&A and Strategic
Corporate Advisory
•Public and Private Equity
•Public and Private Debt
•Bridge and Mezzanine
Finance
Project Finance, Equipment
Leasing & Tax Equity
•Project Financing
•Equipment Finance
•Senior & Sub. Bank Debt
•Leasing Solutions for
Commercial, Federal, State,
and Municipal applications
•Tax Equity Financing
Government Policy &
Federal Funding Solutions
•Government Policy
Advisory
•Energy Policy Research
•Federal Funding Sourcing
•Tax-Exempt Leasing
•Channel Management
•Government Contracting

New Century Capital Partners, based in Los Angeles, CA, is a full-service broker dealer with a pristine reputation
in Mergers & Acquisitions Advisory as well as Restructuring and Valuation services within various high-growth
sectors of the Technology industry:
New Century Capital Partners has a stellar track record, having advised in over $100 billion in Mergers &
Acquisitions transactions and over $50 billion in private and public capital raising
In the last two years, New Century has completed over 30 transactions, representing over $5 billion in transaction
value across various sectors of Technology Industry
New Century also provides private and public equity and debt capital raising capabilities and works with
THiNKGREEN! Global Advisors on capital raising assignments for global Cleantech companies
New Century has stellar partnerships and relationships with many leading investment banks
ExecutiveSummary
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Overview of New Century Capital Partners
•Digital Media •Mobile Technology •Clean Technology
•Software •Internet Technology •Semi Cap Equipment

ExecutiveSummary
THiNKGREEN! Global Advisors/New Century Capital Partners Team Members
Senior Advisors and Managing Directors
Scott Jenkins
•Head of Investment Banking &
Co-Founder
•18 years investment banking experience
•CIBC World Markets
•Laurus Capital – Valens Capital Mgt.
•Roth Capital Partners
•Smith Barney
•Cornell University, MBA
Kevin Brooks
•CEO & Co-Founder
•16 years experience as Energy & Utilities
institutional sales & trading
•Merrill Lynch
•Pali Capital
•Kevin Dann Partners
•Smith Barney
•The Citadel, BS
James Gaspard
•20 years experience in Transportation &
Clean Energy Transportation business
development
•Designline USA, LLC
•AirServ Corporation
•Champion Bus
•Univ. of Texas Austin, JD, MBA
Jeff Marshall
•30 years experience high growth
technology investment banking
•Chairman & CEO of Green Earth
Technologies
•Former Senior Managing Director of
Vantage Point Venture Partners
Adrian LaTrace
•29 years experience Government,
Defense & Security banking & consulting
•Department of Defense, Special Forces
•CLK Executive Decisions, LLC
•Lt. Colonel, US Army Rangers
•West Point, BSE
Dr. Chris Burbage
•16 years experience Alternative Fuels,
Algae Biofuels and Algal Biology
•Specialist in Algal Biology
•Dept. OEAS at Old Dominion University
•The Citadel, BS
•Univ. of Georgia, Ph.D., Marine Sciences
Tom Wittwer
•35 years Government Equipment
Leasing Finance & Structuring
•Senior Advisor – Federal and Municipal
Finance Structuring
•IRC Tax Exempt Finance Structuring
•Government Leasing Co.
Mark Salter
•Managing Partner & Founder
•20 years investment banking experience
•Wedbush Morgan, Head of Investment
Banking
•Robertson Stephens
•Dartmouth , BA – Thayer Engineering,
MFE
•Harvard Business School, MBA
Steve Terry
•20 years Technology investment
banking experience
•JMP Securities – Battery Ventures
•Robertson Stephens – Credit
Suisse
•Texas A&M, BS – Univ. of Texas,
MBA
David Graber
•17 years Technology investment
banking experience
•Credit Suisse First Boston –
Donaldson, Lufkin & Jenrette
•Tulane, BA – Columbia University
& London Business School, MBA
JC Pollak
•Head of Mergers and Acquisitions
•20 years Technology investment
banking experience
•Collins Stewart, Head of M&A
•Merrill Lynch – UBS
•Robertson Stephens
•Naval Academy, BS – Kellogg,
MBA
Christian Falk
•15 years Technology investment
banking experience
•RBC Capital Markets
•Dain Rauscher Wessels
•Rauscher Pierce Refsnes
•Southern Methodist Univ., BBA
Richard Innenberg
•20 years Technology investment
banking experience
•Piper Jaffray
•Lazard – Robertson Stephens
•Cal State Univ., BS – Chicago,
MBA
Donald Hateley
•20 years Technology investment
banking experience
•Bear Stearns
•Southwestern School of Law, JD
•Univ. of Southern California, MBA
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John MacNeil
•25 years Financial Services
experience
•Altacap, Schroder Investment
Management
•Salomon Smith Barney, PaineWebber
•Univ. of Connecticut, BA
•Columbia University, MBA
•25 years experience Renewable Energy
and Aerospace Technology
•Prior CEO of Mainstream Renewable
Power, North America
•Former Wind Project Development for
Acconia Windpower
•Kellogg School of Management, MBA
Chris Kammerman

ExecutiveSummary
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The Clean Technology Industry
Alternative FuelsAdvanced Materials Clean TransportationEnergy Efficiency
Geothermal Green Buildings Power Storage Solar
Waste-to-Energy
•Biomass
•Cellulosic Ethanol
•Algae
•Hydrogen
•Bio-plastics
•Recycled fiber/
rubber
•Nano-Technologies
•Enzymatic substrates
•ICE Conversion
•PHEV/EV
•Fleet Vehicles
•Charging
Infrastructure
•Lighting/LED/SSL
•RFID
•Monitors, Meters,
Sensors, Controls &
Software
•Grid efficiency
•Equipment
manufacturers
•Combined heating &
cooling
•Electrical generation
•Project developers
•HVAC
•Automation/Controls
•Eco-building materials
•Building-integrated
solar and wind
•Batteries
•Next gen fuel cells
•Flywheels
•Compressed air
technology
•Concentrating solar
thermal
•In-field solar arrays
•Thin film PV
•Flexible/modular PV
•Municipal solid waste
•Flue Gas
•Gasification/Pyrolysis
•Anaerobic digestion
Water
•Water filtration
•Wastewater recycling
•Desalination
•Water-from-air
Wind
•Turbine technology
•Wind farm
development and
management
•Microwind
Defense
•Software/Hardware
•Disaster
Relief/Response
•Advanced Robotics
•Off-Grid Technology

ExecutiveSummary
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Contact Information
225 Fifth Avenue
12
th
Floor
New York, NY 10010
Office: 212-537-9418
www.iicleantech.com
1999 Avenue of the Stars
11
th
Floor
Los Angeles, CA 90067
Office: 310-356-4641
www.newcenturycap.com