BASIC PRINCIPLES OF MECHANICAL BASIC PRINCIPLES OF MECHANICAL
VENTILATION ANDVENTILATOR GRAPHICSVENTILATION ANDVENTILATOR GRAPHICS
BASIC PRINCIPLES OF MECHANICAL VENTILATIONBASIC PRINCIPLES OF MECHANICAL VENTILATION
Regardless of the disease states when a patient fails to
ventilate or oxygenate adequately the problem lies in 1
of 6 pathophysiological factors
2.Increased airway resistance
3.Change in lung compliance
4.Hypoventilation
5.V/Q mismatch
6.Intrapulmonary shunting
7.Diffusion defects
AIRWAY RESISTANCE
Normal airway resistance in term newborn is 20-40cm
H2O/l/sec
Normal airway resistance in adults is 0.6-cm of H2O /l/sec
Resistance increases by following
4.Inside the airway retained secretions
5.In the wall swelling or neoplasm
6.Outside the wall eg. tumor
Simplified Poiseuille’s Law P=V/ r4
P= driving force V=airflow , r=radius of airway
CONDITIONS LEADING TO AIRWAY RESISTANCE
Emphysema
Asthma
Bronchiectasis
Postintubation obstruction
Foreign body
Endotracheal tube (small size and long)
Condensation in vent circuit
ALTB
Bronchiolitis
Epiglottitis
AIRWAY RESISTANCE AND WORK OF BREATHING
Airway resistance ( Raw) is P/ V
P=peak airway pressure-plateau pressure
V=flow
Increase in airway resistance means increase in work
of breathing (i.e. pressure change)
Hypoventilation may result if patient is unable to
overcome the resistance by increasing the work of
breathing
It leads to ventilatory and oxgenation failure
VENTILATORY FAILURE is failure of lungs to
eliminate CO2
OXGENATION FAILURE is failure of lung and heart
to provide adequate oxygen for metabolic needs
LUNG COMPLIANCE
Compliance is lung expansion (volume change) per unit pressure
change(work of breathing) V/ P
Abnormal high or low compliance impairs the patient ability to
maintain effective gas exchange
STATIC COMPLIANCE is measured when there is no airflow(using
plateau pressure –PEEP
STATIC COMPLIANCE = tidal volume /plateau pressure- PEEP
DYNAMIC COMPLIANCE is measured when airflow is present(using
the peak airway pressure- PEEP)
DYNAMIC COMPLIANCE = tidal volume / peak airway pressure- PEEP
Normal range of compliance in newborn is 1.5-2 ml/cmH2O/kg
Normal range of compliance in adults dynamic= 30-40 ml/cmH2O
Normal range of compliance in adults static= 40-60 ml/cmH2O
LUNG COMPLIANCE CONT-
Static compliance reflects the elastic properties
(elastic resistance) of lung and chest wall
Dynamic compliance reflects the airway
(nonelastic)resistance and the elastic properties
(elastic resistance) of lung and chest wall
Conditions causing change in static compliance
invoke similar changes in dynamic compliance
Where airway resistance is the only abnormality
dynamic compliance change independently
CLINICAL CONDITIONS THAT DECREASE THE
COMPLIANCE
TYPE OF COMPLIANC
2.STATIC
8.DYNAMIC
CONDITIONS
2.ATELECTASIS
3.ARDS
4.Pneumothorax
5.Obesity
6.Retained secretions
9.Bronchospasm
10.Kinking of ET tube
11.Airway obstruction
HIGH COMPLIANCE
Emphysema
Surfactant therapy
VENTILATORY FAILURE
5 mechanisms lead to ventilatory failure
2.Hypoventilation
3.Persistent ventilation perfusion mismatch
4.Persistent intrapulmonary shunting
5.Diffusion defect
6.Reduction in PIO2 i.e. inspired oxygen tension
HYPOVENTILATION
Caused by depression in CNS
Neuromuscular disease
Airway obstruction
In a clinical setting hypoventilation is characterised
by a reductionof alveolar ventilation and increase in
arterial CO2 tension
VENTIATION PERFUSION MISMATCH
Disease process which causes obstruction or atelectasis
result in less oxygen being available leading to low V/Q
Pulmonary embolism is an example that decreases
pulmonary perfusion and high V/Q
T/T in mechanical ventilation include increasing rate ,
tidal volume , FiO2
T/t directing towards removing obstruction,recruiting
atelectatic zones and preventing closure
INTRAPULMONARY SHUNTING
Causes refractory hypoxia
normal shunt is less than 10%
10-20%mild shunt
20-30% significant shunt
>30% critical and severe shunt
eg pneumonia and ARDS
Classic Qs/Qt=( CcO2-CaO2)/(CcO2-CvO2)
DIFFUSION DEFECT
TYPE
2.Decrease in pressure
gradient
5.Thickening of A-C
membrane
7.Decrease surface
areaof A-C membrane
9.Insufficient time of
diffusion
CLINICAL CONDITIONS
2.High altitude, fire
combustion
5.Pulmonary edema and
retained secretions
7.Emphysema ,
pulmonary fibrosis
9.tachycardia
Purpose of GraphicsPurpose of Graphics
Graphics are waveforms that reflect the patient-
ventilator system and their interaction.
Purpose of monitoring graphics includes:
•Allows user to interpret, evaluate, and troubleshoot
the ventilator and the patient’s response to ventilator.
•Monitors the patient’s disease status (C and Raw).
•Assesses patient’s response to therapy.
•Monitors ventilator function
•Allows fine tuning of ventilator to decrease WOB,
optimize ventilation, and maximize patient comfort.
Types of WaveformsTypes of Waveforms
Scalars: plot pressure/volume/flow against time…
time is the x axis
Loops: plot pressure/volume/flow against each
other…there is no time component
Six basic waveforms:
•Square: AKA rectangular or constant wave
•Ascending Ramp: AKA accelerating ramp
•Descending Ramp: AKA decelerating ramp
•Sinusoidal: AKA sine wave
•Exponential rising
•Exponential decaying
•Generally, the ascending/descending ramps are considered the same as the exponential
ramps.
Types of Waveforms Types of Waveforms
Pressure waveforms
•Square (constant)
•Exponential rise
•Sinusoidal
Flow waveforms
•Descending ramp
•Square (constant)
•Exponential decay
•Sinusoidal
•Ascending ramp
Volume waveforms
•Ascending ramp
•Sinusoidal
•Sinusoidal waves are seen with spontaneous, unsupported breathing.
Pressure/Time ScalarPressure/Time Scalar
•In Volume modes,
the shape will be
an exponential
rise or an
accelerating ramp
for mandatory
breaths.
In Pressure modes, the
shape will be rectangular
or square.
This means that pressure
remains constant
throughout the breath
cycle.
•In Volume modes, adding an inspiratory pause may improve distribution of ventilation.
Pressure/Time ScalarPressure/Time Scalar
•Air trapping (auto-PEEP)
•Airway Obstruction
•Bronchodilator Response
•Respiratory Mechanics (C/Raw)
•Active Exhalation
•Breath Type (Pressure vs. Volume)
•PIP, Pplat
•CPAP, PEEP
•Asynchrony
•Triggering Effort
Can be used to assess:
Pressure/Time ScalarPressure/Time Scalar
•The baseline for the pressure waveform increases when PEEP is added.
•There will be a negative deflection just before the waveform with patient
triggered breaths.
5
15
No patient effort Patient effort
PEEP
+5
Pressure/Time ScalarPressure/Time Scalar
A
B
1
2
Inspiratory pause
= MAP
1 = Peak Inspiratory Pressure (PIP)
2 = Plateau Pressure (Pplat)
A = Airway Resistance (Raw)
B = Alveolar Distending Pressure
• The area under the entire curve represents the mean airway pressure (MAP).
Pressure/Time ScalarPressure/Time Scalar
Increased Airway Resistance Decreased Compliance
PIP
Pplat
PIP
Pplat
A. B.
•A-An increase in airway resistance causes the PIP to increase, but Pplat pressure
remains normal.
•B-A decrease in lung compliance causes the entire waveform to increase in size.
The difference between PIP and Pplat remain normal.
Volume/Time ScalarVolume/Time Scalar
The Volume waveform will generally have a “mountain
peak” appearance at the top. It may also have a plateau, or
“flattened” area at the peak of the waveform.
•There will also be a plateau if an inspiratory pause set or inspiratory hold maneuver is
applied to the breath.
Volume/Time ScalarVolume/Time Scalar
•Air trapping (auto-PEEP)
•Leaks
•Tidal Volume
•Active Exhalation
•Asynchrony
Can be used to assess:
Volume/Time ScalarVolume/Time Scalar
Air-Trapping or Leak
•If the exhalation side of the waveform doesn’t return to baseline, it could be
from air-trapping or there could be a leak (ETT, vent circuit, chest tube, etc.)
Loss of volume
Flow/Time ScalarFlow/Time Scalar
In Volume modes, the
shape of the waveform will
be square or rectangular.
This means that flow
remains constant
throughout the breath
cycle.
In Pressure modes,
(PC, PS, PRVC,
VS) the shape of
the waveform will
have a
decelerating ramp
flow pattern.
Flow/Time ScalarFlow/Time Scalar
•Air trapping (auto-PEEP)
•Airway Obstruction
•Bronchodilator Response
•Active Exhalation
•Breath Type (Pressure vs. Volume)
•Flow Waveform Shape
•Inspiratory Flow
•Asynchrony
•Triggering Effort
Can be used to assess:
Flow/Time ScalarFlow/Time Scalar
Volume
Pressure
Flow/Time ScalarFlow/Time Scalar
•The decelerating flow pattern may be preferred over the constant flow pattern. The same
tidal volume is delivered, but with a lower peak pressure.
Flow/Time ScalarFlow/Time Scalar
Auto-Peep (air trapping)
•If expiratory flow doesn’t return to baseline before the next breath starts, there’s auto-
PEEP (air trapping) present , e.g. emphysema.
Start of next breath
Expiratory flow
doesn’t return to
baseline
= Normal
Flow/Time ScalarFlow/Time Scalar
Bronchodilator Response
•To assess response to bronchodilator therapy, you should see an increase in peak
expiratory flow rate.
•The expiratory curve should return to baseline sooner.
Peak Exp. Flow
Improved Peak Exp. Flow
Shorter
E-time
Longer
E-time
Pre-Bronchodilator Post-Bronchodilator
Types of Waveforms Types of Waveforms
Volume Modes Pressure Modes
•In Pressure Limited, Time-cycled (control) modes, inspiratory flow should return to baseline.
•In Flow-cycled (support) modes , flow does not return to baseline.
Volume Control/ SIMV (Vol. control) Pressure Control/ PRVC
SIMV (PRVC)
SIMV (Press. control)
Pressure Support/
Volume Support
Pressure
Flow
Volume
Pressure
Flow
Volume
•Notice the area of no flow indicated by the red line. This is known as a “zero-flow state”.
•This indicates that I-time is too long for this patient.
Types of Waveforms Types of Waveforms
Pressure/Volume LoopsPressure/Volume Loops
Volume is plotted on the y-axis, Pressure on the x-
axis.
Inspiratory curve is upward, Expiratory curve is
downward.
Spontaneous breaths go clockwise and positive
pressure breaths go counterclockwise.
The bottom of the loop will be at the set PEEP level.
It will be at 0 if there’s no PEEP set.
If an imaginary line is drawn down the middle of
the loop, the area to the right represents inspiratory
resistance and the area to the left represents
expiratory resistance.
Pressure/Volume LoopsPressure/Volume Loops
•Lung Overdistention
•Airway Obstruction
•Bronchodilator Response
•Respiratory Mechanics (C/Raw)
•WOB
•Flow Starvation
•Leaks
•Triggering Effort
Can be used to assess:
inspiration
expiration
15 305
Dynamic
Compliance
A
A = Inspiratory
Resistance/
Resistive WOB
B
Pressure/Volume LoopsPressure/Volume Loops
(Cdyn)
•The top part of the P/V loop represents Dynamic compliance (Cdyn).
• Cdyn = Δvolume/Δpressure
500
250
B = Exp.
Resistance/
Elastic WOB
Pressure/Volume LoopsPressure/Volume Loops
15 305
Overdistention
“beaking”
•Pressure continues to rise with little or no change in volume, creating a “bird beak”.
•Fix by reducing amount of tidal volume delivered
500
250
Pressure/Volume LoopsPressure/Volume Loops
15 305
Airway Resistance
•As airway resistance increases, the loop will become wider.
•An increase in expiratory resistance is more commonly seen. Increased inspiratory
resistance is usually from a kinked ETT or patient biting.
“ hysteresis”
exp. resistance
insp. resistance
500
250
15 305
Pressure/Volume LoopsPressure/Volume Loops
A Leak
•The expiratory portion of the loop doesn’t return to baseline. This indicates a leak.
500
250
15 305
Pressure/Volume LoopsPressure/Volume Loops
Lower
Inflection Point
•The lower inflection point represents the point of alveolar opening (recruitment).
•Some lung protection strategies for treating ARDS, suggest setting PEEP just above the
lower inflection point.
Inflection Points
250
500
Point of upper inflection (Ipu)
C lt changed later during
Vt because of
overinflation of the alveoli
The reduction in Clt late
in inspiratory cycle is
called Ipu
The appearance of upper
shape PAO curve indicating
the presence of Ipu is
known as duck bill PVC
Flow/Volume LoopsFlow/Volume Loops
Flow is plotted on the y axis and volume on the x axis
Flow volume loops used for ventilator graphics are the
same as ones used for Pulmonary Function Testing,
(usually upside down).
Inspiration is above the horizontal line and expiration is
below.
The shape of the inspiratory curve will match what’s set on
the ventilator.
The shape of the exp flow curve represents passive
exhalation…it’s long and more drawn out in patients with
less recoil.
Can be used to determine the PIF, PEF, and Vt
Looks circular with spontaneous breaths
Flow/Volume LoopsFlow/Volume Loops
•Air trapping
•Airway Obstruction
•Airway Resistance
•Bronchodilator Response
•Insp/Exp Flow
•Flow Starvation
•Leaks
•Water or Secretion accumulation
•Asynchrony
Can be used to assess:
Flow/Volume LoopsFlow/Volume Loops
0
200 400 600
20
40
60
-20
-40
-60
PEF
Start of
Inspiration
Start of
Expiration
0
0
Flow/Volume LoopsFlow/Volume Loops
•The shape of the inspiratory curve will match the flow setting on the ventilator.
DIFFERENT FLOW VOLUME LOOPS
A, normal loop
B ski-slop observerved in exp. Flow
limitation
C Extrathoracic airway obstruction
with inspiratory and expiratory air
flow limitation seen in subglotic
stenosis and narrow endotracheal
tube
D Intrathoracic inspiratory airflow
limitationas seen with babies with
intraluminal obstruction
E unstable airway eg
tracheomalacia
F Erratic airflow in secretions
Flow/Volume LoopsFlow/Volume Loops
0
200 400 600
20
40
60
-20
-40
-60
Expiratory
portion of loop
does not
return to starting
point, indicating
a leak.
A Leak
•If there is a leak, the loop will not meet at the starting point where inhalation starts and
exhalation ends. It can also occur with air-trapping.
= Normal
0
0
Reduced
PEF“scooping”
Flow/Volume LoopsFlow/Volume Loops
•The F-V loop appears “upside down” on most ventilators.
•The expiratory curve “scoops” with diseases with small airway obstruction (high
expiratory resistance). e.g. asthma, emphysema.
Airway Obstruction
Air Trapping (auto-PEEP)Air Trapping (auto-PEEP)
Causes:
•Insufficient expiratory time
•Early collapse of unstable alveoli/airways during exhalation
How to Identify it on the graphics
•Pressure wave: while performing an expiratory hold, the waveform rises
above baseline.
•Flow wave: the expiratory flow doesn’t return to baseline before the next
breath begins.
•Volume wave: the expiratory portion doesn’t return to baseline.
•Flow/Volume Loop: the loop doesn’t meet at the baseline
•Pressure/Volume Loop: the loop doesn’t meet at the baseline
Airway Resistance ChangesAirway Resistance Changes
Causes:
•Bronchospasm
•ETT problems (too small, kinked, obstructed, patient biting)
•High flow rate
•Secretion build-up
•Damp or blocked expiratory valve/filter
•Water in the HME
How to Identify it on the graphics
•Pressure wave: PIP increases, but the plateau stays the same
•Flow wave: it takes longer for the exp side to reach baseline/exp flow rate
is reduced
•Volume wave: it takes longer for the exp curve to reach the baseline
•Pressure/Volume loop: the loop will be wider. Increase Insp. Resistance
will cause it to bulge to the right. Exp resistance, bulges to the left.
•Flow/Volume loop: decreased exp flow with a scoop in the exp curve
How to fix
•Give a treatment, suction patient, drain water, change HME, change ETT,
add a bite block, reduce PF rate, change exp filter.
Compliance ChangesCompliance Changes
Decreased compliance
•Causes
ARDS
Atelectasis
Abdominal distension
CHF
Consolidation
Fibrosis
Hyperinflation
Pneumothorax
Pleural effusion
How to Identify it on the graphics
Pressure wave: PIP and plateau
both increase
Pressure/Volume loop: lays
more horizontal
•Increased compliance
•Causes
Emphysema
Surfactant Therapy
• How to Identify it on the
graphics
Pressure wave: PIP and plateau
both decrease
Pressure/Volume loop: Stands
more vertical (upright)
Leaks Leaks
Causes
•Expiratory leak: ETT cuff leak , chest tube leak, BP fistula, NG tube
in trachea
•Inspiratory leak: loose connections, ventilator malfunction, faulty
flow sensor
How to ID it
•Pressure wave: Decreased PIP
•Volume wave: Expiratory side of wave doesn’t return to baseline
•Flow wave: PEF decreased
•Pressure/Volume loop: exp side doesn’t return to the baseline
•Flow/Volume loop: exp side doesn’t return to baseline
How to fix it
•Check possible causes listed above
•Do a leak test and make sure all connections are tight
AsynchronyAsynchrony
Causes (Flow, Rate, or Triggering)
•Air hunger (flow starvation)
•Neurological Injury
•Improperly set sensitivity
How to ID it
•Pressure wave: patient tries to inhale/exhale in the middle of the waveform, causing
a dip in the pressure
•Flow wave: patient tries to inhale/exhale in the middle of the waveform, causing
erratic flows/dips in the waveform
•Pressure/Volume loop: patient makes effort to breath causing dips in loop either
Insp/Exp.
•Flow/Volume loop: patient makes effort to breath causing dips in loop either
Insp/Exp.
How to fix it:
•Try increasing the flow rate, decreasing the I-time, or increasing the set rate to
“capture” the patient.
•Change the mode - sometimes changing from partial to full support will solve the
problem
•If neurological, may need paralytic or sedative
•Adjust sensitivity
AsynchronyAsynchrony
Flow Starvation
•The inspiratory portion of the pressure wave shows a scooping or “dip”, due to
inadequate flow.
AsynchronyAsynchrony
F/V Loop P/V Loop
Rise Time Rise Time &&
Inspiratory Cycle Off %Inspiratory Cycle Off %
Rise TimeRise Time
•The inspiratory rise time determines the amount of
time it takes to reach the desired airway pressure or
peak flow rate.
•Used to assess if ventilator is meeting patient’s demand in Pressure Support mode.
•In SIMV, rise time becomes a % of the breath cycle.
Rise TimeRise Time
If rise time is too fast, you can get an overshoot in the pressure wave,
creating a pressure “spike”. If this occurs, you need to increase the rise
time. This makes the flow valve open a bit more slowly.
If rise time is too slow, the pressure wave becomes rounded or
slanted, when it should be more square. This will decrease Vt delivery
and may not meet the patient’s inspiratory demands. If this occurs,
you will need to decrease the rise time to open the valve faster.
too slowtoo fast
pressure spike
Inspiratory Cycle OffInspiratory Cycle Off
•The inspiratory cycle off determines when the
ventilator flow cycles from inspiration to expiration, in
Pressure Support mode.
•The flow-cycling variable is given different names depending on the type of ventilator.
Also know as–
•Inspiratory flow termination,
•Expiratory flow sensitivity,
•Inspiratory flow cycle %,
•E-cycle etc…
Inspiratory Cycle OffInspiratory Cycle Off
•The breath ends when the ventilator detects inspiratory flow has dropped to a specific
flow value.
Inspiration ends
pressure
flow
Inspiratory Cycle OffInspiratory Cycle Off
•In the above example, the machine is set to cycle inspiration off at 30% of the patient’s
peak inspiratory flow.
100% of Patient’s
Peak Inspiratory Flow
Flow
100%
50%
30%
75%
Inspiratory Cycle OffInspiratory Cycle Off
•A –The cycle off percentage is too high, cycling off too soon. This makes the breath too
small. (not enough Vt.)
60%
10%
•B – The cycle off percentage is too low, making the breath too long. This forces the
patient to actively exhale (increase WOB), creating an exhalation “spike”.
Exhalation
spike
A B
100% 100%
Sources:Sources:
•Rapid Interpretation of Ventilator Waveforms Ventilator
Waveform Analysis –
Susan Pearson
•Golden Moments in Mechanical Ventilation – Maquet, inc.
•Servo-I Graphics – Maquet, inc.
•text book of physiology- Ganong
•David W Chang –clinical application of mechanical
ventilation
•Pulmonary function and graphics -Goldsmith