Search Results for "fca"

Found 336 presentations matching your search

Navigating FCA Compliance with MEMA: Credit Broking and Appointed Representatives

Navigating FCA Compliance with MEMA: Credit Broking and Appointed Representatives

This presentation provides a comprehensive guide to understanding FCA authorisation for credit broki...

7 slides 7
Finance
consultantsmema
Navigating the New FCA Gateway Ensuring Compliance for Financial Promotions.pdf

Navigating the New FCA Gateway Ensuring Compliance for Financial Promotions.pdf

This presentation provides an overview of the new authorisations gateway introduced by the FCA, aime...

7 slides 7
Technology
consultantsmema
How to Get FCA Authorised Key Steps for Compliance (Part 2).pdf

How to Get FCA Authorised Key Steps for Compliance (Part 2).pdf

In this presentation, we explore essential components your business must prepare to achieve FCA auth...

7 slides 8
Technology
consultantsmema
Enhancing Oversight of Appointed Representatives in Credit Broking: Addressing FCA Concerns

Enhancing Oversight of Appointed Representatives in Credit Broking: Addressing FCA Concerns

This presentation outlines key issues identified by the Financial Conduct Authority (FCA) in the ove...

7 slides 12
Finance
consultantsmema
BNPL Regulation in the UK Key Changes and Compliance Steps.pdf

BNPL Regulation in the UK Key Changes and Compliance Steps.pdf

The UK Government has announced plans to regulate Buy Now Pay Later (BNPL) services, addressing risk...

7 slides 25
Finance
consultantsmema
Navigating the FCA's New Rules on the Appointed Representative Regime.pdf

Navigating the FCA's New Rules on the Appointed Representative Regime.pdf

This presentation provides an overview of the recent changes to the FCA's Appointed Representati...

7 slides 11
Business
consultantsmema
Ensuring FCA Compliance: A Strategic Approach to Regulatory Training and Support

Ensuring FCA Compliance: A Strategic Approach to Regulatory Training and Support

This presentation provides an in-depth overview of the essential components of FCA regulatory traini...

7 slides 22
Technology
consultantsmema
Understanding FCA Consumer Duty Key Requirements and Impact on Financial Firms.pdf

Understanding FCA Consumer Duty Key Requirements and Impact on Financial Firms.pdf

The FCA Consumer Duty is a critical regulatory principle aimed at ensuring financial firms act in th...

7 slides 36
Business
consultantsmema
FCA Compliance Strategy for Claims Management Companies Key Steps for Effective Implementation.pdf

FCA Compliance Strategy for Claims Management Companies Key Steps for Effective Implementation.pdf

This presentation provides a detailed compliance roadmap for Claims Management Companies (CMCs) base...

7 slides 6
Business
consultantsmema
Understanding FCA Fit & Proper Requirements and Conduct Rules A Guide to Compliance.pdf

Understanding FCA Fit & Proper Requirements and Conduct Rules A Guide to Compliance.pdf

This presentation provides a comprehensive overview of the Financial Conduct Authority's (FCA) F...

7 slides 35
Finance
consultantsmema
Ensuring Compliance with FCA Financial Promotion Requirements Key Internal Controls and Best Practices.pdf

Ensuring Compliance with FCA Financial Promotion Requirements Key Internal Controls and Best Practices.pdf

This presentation provides an overview of the key requirements and internal controls necessary for c...

7 slides 14
Design
consultantsmema
How to Conduct Effective Wind-Down Planning.

How to Conduct Effective Wind-Down Planning.

This presentation provides a step-by-step guide to conducting Wind-Down Planning in line with FCA ex...

8 slides 12
Technology
consultantsmema
Comprehensive Guide to Regulatory Compliance Documentation

Comprehensive Guide to Regulatory Compliance Documentation

This presentation provides a clear and concise overview of essential regulatory compliance documenta...

7 slides 20
Technology
consultantsmema
How to Navigate the Skilled Person Review

How to Navigate the Skilled Person Review

This presentation explains the Skilled Person Review (Section 166) process and its importance in FCA...

8 slides 2
Technology
consultantsmema
Understanding Appointed Representatives and Principal Firms: Key Responsibilities and Compliance

Understanding Appointed Representatives and Principal Firms: Key Responsibilities and Compliance

This presentation provides a comprehensive overview of the relationship between Appointed Representa...

7 slides 7
General
consultantsmema
FCR-The use of FCR in Intl Trade (ENG) danny diep to

FCR-The use of FCR in Intl Trade (ENG) danny diep to

Today, the trend is to use more and more popular FCR in international trade due to high economic eff...

63 slides 2,004
Business
DipT1
Comprehensive Compliance Advisory Services

Comprehensive Compliance Advisory Services

This presentation provides an overview of MEMA Consultants' bespoke compliance advisory services...

7 slides 12
General
consultantsmema
Understanding the Appointed Representative Regime A Guide for Financial Firms.pdf

Understanding the Appointed Representative Regime A Guide for Financial Firms.pdf

The Appointed Representative (AR) Regime allows firms and individuals to engage in regulated financ...

7 slides 27
Finance
consultantsmema
CONTROLLING MAGAZIN #6 MENADŽMENT CENTAR BEOGRAD

CONTROLLING MAGAZIN #6 MENADŽMENT CENTAR BEOGRAD

AUTORI: Petar Živković, Air Serbia Jasenka Stekić, Fashion Company Milan Radivojević, Nelt Grupa...

116 slides 22
General
Bojan_Scepanovic
Requirements Traceability: Recovering and Visualizing Traceability Links Between Requirements and Source Code of Object-oriented Software Systems - YamenTrace

Requirements Traceability: Recovering and Visualizing Traceability Links Between Requirements and Source Code of Object-oriented Software Systems - YamenTrace

Requirements traceability is an important activity to reach an effective requirements management met...

52 slides 42
Design
THEEMPERORRAFAT
Achieving optimum system capacity with a limited frequency spectrum is one of the main research issues in cellular communications

Achieving optimum system capacity with a limited frequency spectrum is one of the main research issues in cellular communications

Introduction Achieving optimum system capacity with a limited frequency spectrum is one of the mai...

33 slides 13
Technology
ronankiyaswanth
SonamDorji_FCA-Final_2020.pptxffggggggggggghh

SonamDorji_FCA-Final_2020.pptxffggggggggggghh

Rtt

24 slides 22
Education
SirajudinAkmel1
Consumer Credit Reforms A Comprehensive Overview and Future Implications.pdf

Consumer Credit Reforms A Comprehensive Overview and Future Implications.pdf

The Consumer Credit Act 1974 (CCA), which regulates credit agreements such as loans, overdrafts, and...

7 slides 16
Finance
consultantsmema
Consumer Credit Reforms A Comprehensive Overview and Future Implications.pdf

Consumer Credit Reforms A Comprehensive Overview and Future Implications.pdf

The Consumer Credit Act 1974 (CCA), which regulates credit agreements such as loans, overdrafts, and...

7 slides 8
Finance
consultantsmema