FINANCIAL MANAGEMENT - 2.pdf commerce practice questions

Commerce

1. Kataria Classes
 8707548600

1. bZ- ,l- vks- ih- dk iwjk :i ,EiykbZ---------IykWu gksrk gS\
The full form of ESOP is Employee………… plan.

(a) fLdy vkWI’ku@ Skill option
(b) LVkWd vkWI’ku@ Stock option
(c) LVkWd vksujf’ki@ Stock Ownership
(d) fLdy vksujf’ki@ Skill Ownership

2. Kataria Classes
 8707548600

2. ,u-,-oh- vkSj ,- ,e- lh- eq[;r%-----ds fy, iz;qDr gksrk gS\
NAV and AMC are mainly applicable for_______

(a) E;qpqvy QaM@ Mutual funds
(b) LdU/k fofue;@ Stock Exchange
(c) lgdkjh laLFkk,a@ Cooperative Institutions
(d) cSad@ Bank

3. Kataria Classes
 8707548600

3. fuEu esa ls dkSu&lk izR;{k foi.ku dk mnkgj.k gS\
Which of the following is/are example/examples of direct
marketing?

(a) fd;ksLd foi.ku@ Kiosk Marketing
(b) nwj foi.ku@ Tele Marketing
(c) lwphi= foi.ku@ Catalogue Marketing
(d) buesa ls lHkh@ All of these

4. Kataria Classes
 8707548600

4. foi.ku ,d izfØ;k gS tks mRiknu ds--------izkjEHk gksrh gS\
Marketing is a process which starts production

(a) iwoZ@ Before
(b) rRdky Ik’pkr~@ Just after
(c) lkFk&lkFk@ Along with
(d) cgqr ckn esa@ Much after

5. Kataria Classes
 8707548600

5. fuEu esa ls dkSu&lk O;qRiUuksa dk mnkgj.k ugha gS\
Which of the following is not a example of derivatives?

(a) fodYi@ Options
(b) ok;nk@ Futures
(c) MhesV@ Demat
(d) cnyk@ Swaps

6. Kataria Classes
 8707548600

6. fuEu esa ls fdl /kkjk ds varxZr lsch vf/kfu;e esa ^bulkbMj
VªsfMax* dks izfrcfU/kr fd;k x;k gS\
Which of the following Section of SEBI Act prohibits Insider
Trading?

(a) /kkjk 12 & ,@ Section – 12 A
(b) /kkjk 13 & ,@ Section – 13 A
(c) /kkjk 15 & ,@ Section – 15 A
(d) buesa ls dksbZ ugha@ None of these

7. Kataria Classes
 8707548600

7. fuEufyf[kr esa ls dkSu&lk lsch dk dk;Z gS\
Which one of the following is a function of SEBI?

(a) cSadksa ds dk;kZsa dk fu;eu djuk@ Regulating working of
banks
(b) djsUlh uksV tkjh djuk@ Issue currency notes
(c) LVkWd nykyksa ds dk;ksZa dk fu;eu djuk@ Regulating the
working of stock brokers
(d) bueas ls dksbZ ugha@ None of these

8. Kataria Classes
 8707548600

8. fuEufyf[kr esa ls dkSu&lh ,d izfrHkwfr vkadyu ,tsUlh ugha gS\
Which one of the following is not a Securities Rating Agency?

(a) lsch@ SEBI
(b) vkbZ- lh- vkj- ,-@ ICRA
(c) fØfly@ CRISIL
(d) buesa ls dksbZ ugha@ None of these

9. Kataria Classes
 8707548600

9. 14 fnol e/;korh Vh&fcy dks fuEufyf[kr esa ls fdlds mUewyu
ds ckn 1996 & 97 ls ykxw fd;k x;k Fkk\
14 Days intermediate T-bills were brought into effect from
1996 – 97 after the abolition of which of the following?

(a) 91 fnol Vh&fcy@ 91 Days T-bills
(b) 182 fnol Vh&fcy@ 182 Days T-bills
(c) 273 fnol Vh&fcy@ 273 Days T-bills
(d) 364 fnol Vh&fcy@ 364 Days T-bills

10. Kataria Classes
 8707548600

10. fuEufyf[kr esa ls xyr dFku dk p;u djsa%
Choose incorrect statement from the following?

(a) 28 Days T-bills were introduced in 1998
(b) 364 Days T-bills were introduced in 1992
(c) 182 Days T-bills were introduced in 1986
(d) 273 Days T-bills were introduced in 2006

11. Kataria Classes
 8707548600

11. fuEufyf[kr esa ls dkSu&lk lgh dFku lgh gS\
Which among the following is NOT a correct statement?

(a) Hedge funds are not mutual funds
(b) Hedge funds can be sold to public
(c) Investors in mutual funds must pay various fees and
expenses
(d) Mutual funds provide economies of scale to investment
decisions

12. Kataria Classes
 8707548600

12. fuEufyf[kr esa ls dkSu&lk dFku lgh gS\
Which one of the following statements is correct?

(a) SEBI has been constituted under the Securities (Contract
and Regulation) Act, 1956.
(b) SEBI is constituted from amongst the directors of various
stock exchanges.
(c) The purpose of issuing different types of rules and
regulations by SEBI is to bring monetary gains to
investors.
(d) One of the object of setting up SEBI is to protect the
interests on investors.

13. Kataria Classes
 8707548600

13. ,d iksVZQkfyvksa dh tksf[ke dks fuEukafdr esa ls fdlds }kjk
U;wure fd;k tk ldrk gS\
Risk of a portfolio can be minimised by which one of the
following?

(a) Combining two securities having perfect positive
correlation in their expected returns.
(b) Combining two securities having perfect negative
correlation in their expected returns.
(c) Combining two securities having partially positive
correlation in their expected returns
(d) Combining two securities having partially
negative correlation in their expected

14. Kataria Classes
 8707548600

14. ,d izek.ki= tks vYidkyhu vlqjf{kr fuxeh; _.k dk lk{;
izLrqr djrk gS] dgykrk gS\
The certificate which evidences an unsecured corporate debt
of short-term maturity, is known as:

(a) lkfVZfQdsV vkWQ fMiksftV@ Certificate of Deposit
(b) ‘kkWVZ&VeZ yksu lkfVZfQdsV@ Short-term loan certificate
(c) Vªstjh fcy@ Treasury Bill
(d) dkWef’kZ;y isij@ Commercial paper

15. Kataria Classes
 8707548600

15. fuEukafdr esa ls dkSu lk dFku lgh gS\
Which of the following statements is correct?

(a) The oldest stock exchange of India is OTCEI.
(b) Sensex is an index number of 30 scrips.
(c) In book-building process, the price of the security is
announced by the company
(d) Futures and options in shares are traded at all stock
exchanges of India.

16. Kataria Classes
 8707548600

16. fuEufyf[kr esa ls dkSu vks-Vh-lh-bZ-vkbZ- dk y{k.k ugha gS\
Which of the following is not a feature of OTCEI?

(a) ‘kh?kz gLrkUrj.k ,oa fuiVku i)fr@ Quick transfer and
disposal system
(b) jk”Vªh; dEI;wVjjkbTM usVofdZax@ Nationalised computerised
networking
(c) LFkku jfgr i)fr@ Ringless trading system
(d) {ks=h; LdU/k foikf.k;ksa dk fo[k.Mu@ Fragenation of
regional stock exchanges

17. Kataria Classes
 8707548600

17. fo’o dk igyk bysDVªkWfud ‘ks;j cktkj gS\
The world’s first electronic stock market is:

(a) dkWLih@ KOSPI
(b) fuDdh@ Nikkie
(c) ukl~nkd@ NASDAQ
(d) Mkm tkWUl@ Dow Jones

18. Kataria Classes
 8707548600

18. foRrh; fyf[kr] ftu dk fuxZeu i`Fkd djus ;ksX; vf/ki= ds
lkFk fd;k tkrk gS ,oa tks ,d fuf’pr vof/k ds Ik’pkr ‘kks/kuh;
gS] dks dgk tkrk gS\
Financial Instruments which are issued with detachable
warrants and are redeemable after certain period is known
as:

(a) Mhi fMLdkmaV ckaM@ Deep Discount Bonds
(b) flD;ksjM izhfe;e uksVl@ Secured Premium Notes
(c) cUuh ckaM@ Bunny Bonds
(d) tad ckaM@ Junk Bonds

19. Kataria Classes
 8707548600

19. Hkkjr esa fuxeh; izfrHkwfr;ksa ds fy, f}rh;d cktkj e/;LFk gS\
Secondary market intemediareis for corporate securities:

(a) fuos’kd@ Investors
(b) tkclZ@ Jobbers
(c) nyky vkSj mi&nyky@ Brokers and sub-brokers
(d) iksVZQksfy;ks ijke’kZnkrk@ Portfolio consultants

20. Kataria Classes
 8707548600

20. fuEufyf[kr esa ls dkSu lk fons’kh eqnzk cktkj dk dk;Z ugha gS\
Which of the following is not a function of Foreign Exchange
Market?

(a) fLFkjhdj.k dk;Z@ Stabilization function
(b) gsthax dk;Z@ hedging functions
(c) lk[k dk;Z@ Credit function
(d) gLrkarj.k dk;Z@ Transfer function

21. Kataria Classes
 8707548600

21. fuEufyf[kr esa ls dkSu lk Hkkjr esa fuos’k ds fy, ,-Mh- vkj-
fuos’k ds loksZRre ek/;e gS\
ADR’s and GDRs’ are an excellent means of investment to
invest in India for

(a) vfuoklh Hkkjrh;@ NRIs’
(b) fons’kh ukxfjd@ Foregin nationals
(c) Both (a) and (b)
(d) mi;qZDr esa ls dksbZ ugha@ None of the above

22. Kataria Classes
 8707548600

22. fHkUu cktkjksa esa fHkUu fofue; njksa dk Qk;nk dkSu ls izfrHkkxh
mBkrs gSa\
The participants who take advantage of different exchanges
rates in different markets are:

(a) lV~Vksfj;s@ Speculators
(b) e/;LFk@ Arbitrageurs
(c) gStj~l@ Hedgers
(d) fuos’kd@ Investors

23. Kataria Classes
 8707548600

23. fu{ksikxkjksa vkSj E;wpqvy QaM~l dk izR;{k fujh{k.k dkSu djrk gS\
Direct supervision over depositories and mutual funds in
undertaken by:

(a) ,u-ch-,Q-lh-@ NBFCs
(b) vkj- ch- vkbZ-@ RBI
(c) lsch@ SEBI
(d) mi;qZDr lHkh@ All of the above

24. Kataria Classes
 8707548600

24. Hkkjr dsa iwath fuxZeu fu;U=d ds vf/kdkj vc gLrkarfjr dj
fn;s x;s gS\
The powers of Controller of Capital Issues of India is now
shifted to:

(a) foRr ea=ky; dks@ Ministry of Finance
(b) lsch dks@ SEBI
(c) ,EQh dks@ AMFI
(d) fuxe ekeyksa ds ea=ky; dks@ Ministry of Corporate
Affairs

25. Kataria Classes
 8707548600

25. O;qRiUUk lk/ku gS&
Derivative instrument is:

(a) LoSi@ Swaps
(b) lerk@ Equity
(c) ckW.M@ Bond
(d) va’k@ Share