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Introduction:
Obstructivesleepapnea,a
highly prevalent
disease,affecting4%ofmen
&2%ofwomen,isadisorder
characterizedbyrecurrent
episodesofupperairway
obstruction,&isassociated
with reductions in
ventilation,resultingin
recurrentarousals&episodic
oxyhemoglobindesaturations
duringsleep.
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AvarietyofphenomenaareimplicatedinOSASsuchas
modifications in the autonomic nervous
system,hypoxemia–reoxygenationcycles,inflammation,&
coagulation–fibrinolysisimbalance.
OSASpatientsalsopresentincreasedlevelsofcertain
biomarkerslinkedtoendocrine-metabolic&cardiovascular
alterationsamongothersystemicconsequences.
Introduction:
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Metabolic Syndrome:
TheNationalCholesterolEducationProgram(NCEP)AdultTreatment
PanelIII(ATPIII)reportrecommendedtheuseof5variables:
1)AbdominalObesity:waistcircumference(≥102cmin,≥88cmin
)
2)↑TG(≥150mg/dLordrugtreatment)
3)↓HDL(<40mg/dLin,<50mg/dLin,ordrugtreatment)
4)Hypertension:BP(systolicBP≥130mmHg,ordiastolicBP≥85
mmHg,ordrugtreatmentforhypertension)
5)GlucoseIntolerance:fastingglucose(≥100mg/dLordrugtreatment)
Subjects meeting 3 of these 5 criteria are classified as having
Metabolic Syndrome.
Grundy et al. Circulation 2005; 112: 285-90
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Metabolic Syndrome:
InternationalDiabetesFederation(IDF)ConsensusDefinition
2005CriteriaforIdentificationoftheMS:
Alberti, Lancet 2005
Abdominal Obesity: (waist circumference)
ethnicity specific
for Europids: Men >94 cm
Women >80 cm
Plus anyTwo of the following
Triglycerides ≥150 mg/dL
HDL cholesterol
Men <40 mg/dL
Women <50 mg/dL
Blood Pressure ≥130 / ≥85mmHg
Fasting Glucose ≥100mg/dL or Type II Diabetes
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OSA & MS in Adults
Reference Design Results
Coughlin et al.,2004
Case controlled (matched for BMI)
OSA: AHI > 15
Control subjects: AHI < 5
MS: NCEP (ATP III) criteria
Independent* associations between:
1.OSA & MS
2.OSA& systolic and diastolic blood pressure, fasting
insulin, triglyceride, HDL, total/HDL cholesterol
Gruber et al., 2006
Case controlled
OSA: AHI criteria not given
MS: International Diabetes
Federation criteria
Independent* association between:
1.OSA & MS
2.No independent association between OSA & insulin
resistance (assessed by HOMA)
Lam et al., 2006
Community based
OSA: AHI > 5
MS: NCEP (ATP III) criteria
OSA and MS
Independent association between OSA & waist, diastolic
blood pressure*, fasting glucose*, MS*
Independent determinants of OSA: age, gender, BMI, MS
Sasanabe et al.,2006
OSA: AHI > 15
Control subjects: AHI < 5
MS: criteria for Japanese population
Independent* association between OSA & MS in not in
Parish et al., 2007 Retrospective PSG & chart review Higher prevalence of MS in patients with OSA (60 vs.40%)
Coughlin et al., 2007
Randomized, controlled study
MS: NCEP (ATP III) criteria
No change in proportion of subjects with MS with CPAP
Significant ↓ in blood pressure
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OSA & Obesity:
Increased Leptin:
Chin et al., Circulation1999;100: 706-12.
Ip et al., Chest2000;118: 580-6.
Schafer et al., Chest2002;122: 829-39 (Obesity+)
Shimizu et al., Thorax2002;57: 429-34.
Ozturk et al.,Arch Otolaryngol Head Neck Surg2003;129: 538-40.
Sanner et al.,Eur Respir J2004;23: 601-4.
Shimura et al., Chest2005;127: 543-9 (Hypercapnia+)
Barcelo et al.,Am J Respir Crit Care Med2005;171: 183-7 (Obesity+)
Tatsumi et al., Chest2005;127: 716-21.
Ulukavak Ciftci et al., Respiration2005;72: 395-401.
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Adiponectinisanadipocyte-derivedcytokinewith
regulatoryfunctionsinbothglucose&lipidmetabolism.
Inaddition,Adiponectinhasprofoundanti-inflammatory
&antiatherogeniceffects.
PlasmalevelsofAdiponectindecreasesinobesity&
metabolicsyndromese.g.,OSAS.
CPAPtreatmentofOSASdoesnoteffectivelynormalize
Adiponectinlevels.
OSA & Obesity:
Harsch et al, Respiration 2004; 10: 710-580-6
Zhang et al, Chin Med J 2004; 117: 1603-1606
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Resistinisawhiteadiposetissuehormonewhose
physiologicalfunctionhasnotyetbeenestablished.
Inastudyof20obeseOSApatients,therewasaweaklink
betweenResistin&InsulinSensitivity.
CPAPtreatmentofOSAhadnosignificantinfluenceon
Resistinlevels.
OSA & Obesity:
Harsch et al, Med Sci Monit 2004; 10: 510-5
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OSA & Obesity:
Adiponectin:variable results
Zhang et al.,Chin Med J2004;117: 1603-1606
Harsch et al., Respiration2004;71: 580-586 (obesity+)
Wolk et al.,Obes Res2005;13: 186-190
Zhang et al.,Respiration2006;73: 73-77
Makino et al.,Clin Endocrinol2006;64:12-19
Resistin:
Harsch et al.,Med Sci Monit2004;10: 510-5 (insulin sensitivity , inflammation+)
Ghrelin:variable results
Harsch et al.,Eur Respir J2003;22:251-257
Ulukavak et al.,Respiration2005;72: 395-401 =
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OSA & Obesity:
OSAislessprevalentinthan,yetthisdifferencediminishes
aftermenopause2rytothedeclineinestrogen&progesterone.
Accordingly,estrogenreplacementtherapyinmenopausal
lessenstheprevalenceofOSAS.
OSASin causesreducedpituitary-gonadalfunction
(possibly2rytoobesity)→declineinmorningserum
testosteronelevels,reducedandrogensecretion&libido.In
addition,↑leptin→impairedtesticularLeydingcellfunction.
Anttalainen et al., Acta Obstet Gynecol Scand 2006; 85: 1381-8
Wesstrom et al., Acta Obstet Gynecol Scand 2005; 84: 54-7
Teloken et al., Urology2006; 76:1033-7
Luboshitzky et al., Obes Res2005;13:780-6
Ishikawa et al., Andrologia2007;39:22-7
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Insulin Resistance
Kasuga, J Clin Invest 2006
Normal
Normal
Increased
Normal or IGT Diabetes mellitus
Decreased
Pancreatic
Islets
cell compensation cell failure
Insulin
secretion
by cells
Blood
glucose
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Relation between OSA, MS & Type II DM
Tasali & Ip, he Proceedings of the American Thoracic Society 2008;5:207-17
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OSA & Diabetes Mellitus:
In2001,ElMasry&co-workersprovedthattheprevalence
ofsevereOSAwassignificantlyhigherindiabeticpatients
thaninnormoglycaemicsubjectindependentofBMI.
Althoughobesityisthemainriskfactorfordiabetes,yet
coexistentsevereOSAmayaddtothisrisk.
El Masry et al., J Intern Med. 2001; 249: 153-61
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Reference
TTT
Period
Study Population Measures of Glucose Main Results
Brooks et al.,19944 ms
10 severely obese pts
with DM with OSA
Hyperinsulinemic
euglycemic clamp
Improvement in
insulin sensitivity
Harsh et al.2004 3 ms
40 Pts without DM
with OSA
Hyperinsulinemic
euglycemic clamp
Improvement in
insulin sensitivity
Harsh et al.2004 3 ms
9 Pts with DM with
OSA
Hyperinsulinemic
euglycemic clamp
Improvement in
insulin sensitivity
Babu et al.,2005 3 ms
25 Pts with DM with
OSA
72-h interstitial
glucoseHemoglobin A1c
Improvement in 1h
postprandial glucose
& decrease in
hemoglobin A1c
Hassaballa et al.,20053-4 ms
38 Pts with DM with
OSA
Hemoglobin A1c
Slight decrease in
hemoglobin A1c
Lindberg et al.,2006 3 wks
28 with OSA
28 Matched control
Fasting insulin &
HOMA
Reductions in fasting
insulin levels & IR
Effect of CPAP on Glucose Metabolism:
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Reference
TTT
Period
Study
Population
Measures of Glucose Main Results
Saini et al.,19931 Night8 pts with OSA
Profiles of glucose &
insulin at night
No change in nocturnal glucose & insulin
profiles
Cooper et al.1995 1 Night
6 Obese Pts
without DM
with OSA
Profiles of glucose &
insulin at night
No change in nocturnal glucose & insulin
profiles
Stoohs et al.2004 2 ms 5 Pts with OSA
Fasting glucose & insulin
Profiles of glucose &
insulin at night
↑in fasting & nocturnal glucose levels
No change in fasting or nocturnal insulin
levels
Saarlainen et al.,19973 ms 7 Pts with OSA
Hyperinsulinemic
euglycemic clamp
No improvement in insulin sensitivity
Ip et al.,2000 6 ms 9 Pts with OSA Fasting glucose & insulinNo change in fasting glucose & insulin levels
Sumurra et al.,2006 2 ms
16 pts with
OSA
Hyperinsulinemic
euglycemic clamp
OGTT
No change in insulin sensitivity & glucose
tolerance
Czupryniak et al.,20051 Night
9 pts without
DM with OSA
Nocturnal Intestinal
glucose
Fasting insulin & HOMA
↑in nocturnal glucose
No difference in fasting insulin levels & IR
Coughlin et al.,2007 6 wks
34 Obese pts
with OSA
HOMA
No change in insulin sensitivity with
therapeutic CPAP vs. with placebo CPAP
Effect of CPAP on Glucose Metabolism:
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InOSA,thehypoxia/reoxygenationphenomenonthat
occursinresponsetoapneasfollowedbyhyperventilation,
mayelicitincreasedvascularoxidativestress.
Lowoxygentensionisatriggerforactivationof
polymorphonuclearneutrophils,whichadheretothe
endothelium&releasefreeoxygenradicals.
PreventionofOSAbyCPAPreducesproductionof
superoxide.
OSA & Oxidative Stress:
Schulz et al, Am J Respir Crit Care Med. 2000;162:566-70
Prabhakar et al, Am J Respir Crit Care Med. 2002;165:859-60
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HypercoagulabilityinOSASresultsfromtheimbalance
betweencoagulation&fibrinolysis.
Increasesinhematocrit,nocturnal&daytimelevelsof
fibrinogen,plateletaggregation, blood
viscosity,FVIIa,FXIIa,VWF,D-dimer&fibrinolysis-
inhibitingenzymeplasminogeninhibitor(PAI-1)in
OSA,likelycontributetopredispositiontoclotformation&
atherosclerosis.
CPAPtherapycanalleviatesomeoftheseabnormalities&
canreducefactorVIIclottingactivity.
OSA & Hpercoagulability:
Hoffstein al, Chest. 1994;106:787-91
Chin et al, Am J Resp Crit Care Med. 1996;153:1972-76
Nobil et al, Clin Hemorheol Microcirc. 2000;22:21-27
Wessendorf et al, Am J Resp Crit Care Med. 2000;162:2039-42
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OSA & Endothelial Dysfunction:
Thehypoxia,hypercapnia,&pressorsurgesaccompanyingobstructive
apneiceventsserveaspotentstimulifor↑inthereleaseofendothelin&
↓inNO→endothelialdysfunction.
EndothelialdysfunctionisoftenseenwithOSAcomorbidites
e.g.,HTN,hyperlipidemia,DM,orsmoking→↑riskofcardiovascular
events.
Inaddition,OSAitselfmaybeanindependentriskfactorforthe
developmentofendothelialdysfunction.
CPAPtreatmentplaysanimportantroleintheimprovement&
protectionofvascularendothelialdysfunction.
Zhang et al, Chin Med J.200;116:844-7
Zamarron et al., Eur J Inten Med.2008;19:390-8
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Cardiovascular Events In OSA:
Abu et al, JAMA.2003;290:1906-14
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Itisestimatedthat50%ofOSA
patientsarehypertensive,&
30%ofhypertensivepatients
alsohaveOSA, often
undiagnosed.
OSA & Hypertension:
Silverberg et al, Curr Opin Nephrol Hypertens. 1998;7:353–7
Fletcher et al., Ann Intern Med. 1985;103:190 –5
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OSASisidentifiedasanindependentriskfactorforthe
onsetofarterialhypertension.
Acleardose-effectisevident:themoreapneas/hrofsleep,
thehigherthechanceforbecominghypertensive.
In2003,the“JointNationalCouncilonHighBlood
Pressure”listedOSAasthefirstidentifiablecauseofarterial
hypertension.
Harsch et al, Med Sci Monit 2004; 10: 510-5
OSA & Hypertension:
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Potential mechanisms linking OSA with HTN:
Hoffmann et al, Minerva Med. 2004;95:281-90
Obstructive Sleep Apnea
HYPERTENSION
Chemoreflex activation
Baroreflex dysfunction
Arousals
Intrathoracic pressure changes
Sympathetic activation
Leptin R
Insulin R
Inflammation
Oxidative
stress
Obesity
RAS
activation
Endothelial
dysfunction
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HeartfailurepatientswithCPAP-treatedOSAhavelow
mortalityratecomparedwithuntreatedOSA.
Effect of treatment on OSA on HF:
Wang et al., J Am Coll Cardiol. 2007;49:1625-31
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EpidemiologicaldatasuggestthatOSAisoverrepresented
inpatientswithCAD.
Conversely,theclinicalcourseofCADisinitiated(or)
acceleratedbythepresenceofOSA.
Morethanhalfofsuddencardiacdeathsinpatientswith
provenOSAoccurduringthesleepinghours(between10
PM&6AM).Thus,OSAappearstoaffectthetimingof
suddencardiacdeath.
OSA & CAD:
Hedner et al., 2005
Somers et al., JACC 2008;52:686–717
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InpatientswithcombinedOSA&CAD,treatmentofOSA
wasassociatedwithadecreaseintheoccurrenceofnew
cardiovascularevents.
Repotsfrompatients’spousesdescribemarkedchangesin
sleeppatterns,snoringseverity,&witnessedapneasafter
bypasssurgeryandsometimesevenafterangioplasty.
Effect of treatment on OSA & CAD:
Milleron et al., Eur Heart J. 2004;25:728 –34
Somers et al., JACC 2008;52:686–717
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OSA & Arrhythmia:
Zwillich et al, J Clin Invest. 1982;69:1286-92
Somers et al., JACC 2008;52:686–717
Nocturnalarrhythmiashavebeen
reportedinupto50%ofpatientswith
OSAeveninabsenceofpre-existing
cardiacdisease.
Themostcommonarrhythmiasinclude
2
nd
degreeheartblock,AF,
ventricularextrasystole&sinus
bradycardia,representinginpartthe
divingreflexresponsetoapnea&
hypoxia
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Recurrence of AF After Cardioversion:0
10
20
30
40
50
60
70
80
90
100
Controls (n=79)Treated OSA
(n=12)
Untreated Osa
(n=27)
% Recurrence
at 12 Months
**
Kanagola et al, Circ 107:2589, 2003
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InsmallseriesofpatientswithOSA(withoutclinical
historyofchronicobstructivepulmonarydisorder)the
reporteddaytimepulmonaryarterialhypertensionwas
foundin20-42%ofcases
ThemostlikelyprimarymechanismOSA-relatedPAHis
hypoxemia,whichisknowntoreflexivelyinduceanacute
increaseinPAP.
OSA & PAH:
Yamakawa et al, Psychiatry Clin Neurosci.,2002;56:311–12
Voelkel, Am Rev Respir Dis. 1986;133:1186 –95
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Cardiovascular Disease & Mortality in OSAS:
Doherty et al. Chest 2005; 127: 2076-84
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Memoriesareformedinthemammillarybodies.
WhenUCLAneuroscientists*scannedthebrainsof43sleepapnea
patients&66healthyvolunteersusingmagneticMRI,theydiscovered
thattheOSApatients’mammillarybodieswerenearly20%smallerthan
thoseoftheuntroubledsleepers.
OSA & Memory Affection:
*Newswise: Study Links Common Sleep Disorder to Memory LossRetrieved on June 11, 2008
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StrokehasbeenlinkedtoOSA&sleepapneaishighly
prevalentinpatientswithstroke.
Mechanismsthathavebeenimplicatedinanyincreasedrisk
ofstrokeinOSAincludeBPswings,reductionincerebral
bloodflow,alteredcerebralautoregulation,impaired
endothelialfunction,acceleratedatherogenesis,&
prothrombotic&proinflammatorystates.
OSA & Stroke:
Somers et al., JACC 2008;52:686–717
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OSA & Stroke:
Bassetti & Aldrich, Sleep 22:217, 19990
5
10
15
20
25
30
35
Stroke (n=48) TIA (n=32) Controls (n=25)
Average AHI (Episodes/hour)
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The Association of OSAS with
Endocrine-Metabolic &
Cardiovascular Alternations
indicates that, More than a Local
Abnormality, OSAS should be
considered a Systemic Disease.