Course : ETHICS, CORPORATE GOVERNANCE, AND SUSTAINABILITY
Course Faculty : Dr. Shital Jhunjhunwala, Delhi School of Economics, DU
Primary Book: Corporate Governance- Creating Valuing for Stakeholders , Shital Jhunjhunwala
Supplimentary Books : Corporate Governance, Bob Tricker
Corporate Governance, Business Ethics & CSR, J.P. Sharma, Ane Books Pvt. Ltd, 2nd Edition
SessionTopic Readings Case
1 Introduction & Terminology
2 Overview Chapter 1
Concepts, Meaning , Evolution ,
Importance
3 CG Models Chapter 1
Board and Directors Part I Chapter 2 Flying Lufthansa
CG Principles OECD Principles of CG 2015
http://www.oecd.org/daf/ca/Corporate-Governance-Principles-ENG.pdf
4 CG Theories Chapter 3 Vivendi: Getting Messier
5
Corporate Governance Movement Part I
Chapter 5
UK Scams and Cadbury Report
Financial Aspects of Corporate Governance Report, 1992
http://www.ecgi.org/codes/documents/cadbury.pdf Pension Raider Maxwell
6 Board and Directors Part II Chapter 2 The Rouge E
7 Corporate Governance Movement Part II Chapter 5
US Scandals & SOX 2002
Sarbanes-Oxley Act of 2002
https://www.sec.gov/about/laws/soa2002.pdf
8 Financial Oversight Part I Chapter 4 The Queen’s Bank Falls
Session Plan
Internal Control & Risk Management The 4C Diamond Con
9 Corporate Governance Movement Part IIIA Chapter 5 The Satyam Scandal:
Indian Fiasco Truth Behind lies
10 Financial Oversight Part II Chapter 4
Auditors and Audit Committee
Who will decide your
next
Data Protection Leader
11 Corporate Governance Movement Part IIIB Chapter 5
Indian Regulations
Chapter XI of Companies Act 2013
http://www.mca.gov.in/Ministry/pdf/CompaniesAct2013.pdfSikka's Sikka
LODR https://www.sebi.gov.in/legal/regulations/jun-2023/securities-and-exchange-
board-of-india-listing-obligations-and-disclosure-requirements-regulations-2015-last-
amended-on-june-14-2023-_73041.html
12 Indian Boards CG Reports Exercise
13 Shareholders & Activism Chapter 6 The Feud over Rights
14 Corporate Social Responsibility Chapter 7 Maggi Noodle
Amul: The taste of India
15 Sustainable Development Chapter 8 Odd-Even
Business responsibility and sustainability reporting by listed entities
https://www.sebi.gov.in/legal/circulars/may-2021/business-responsibility-
and-sustainability-reporting-by-listed-entities_50096.html
16 Insider Trading Chapter 9 Rajat Gupta
https://www.sebi.gov.in/legal/regulations/nov-2022/securities-and-
exchange-board-of-india-prohibition-of-insider-trading-regulations-2015-last-
amended-on-november-24-2022_65864.html
17
Ethics and Whistle blowing
Chapter 9
The Uber Roller Coaster
Ride
18 Related Party Transaction Chapter 9 From Icon to Bars
19 Building Dynamic Board Chapter 10
20 CG in Family Business Chapter 11
Castle in the Air- Liquor
Baron on the Rocks
Father Son Battle
Bank for the Poorest of
the Poor
21 CG in MNCs Chapter 12
Tata Sons and the
Mystery of Mistry
23 RE Cap and Winding up