Slides-de-Gestão-de-Riscos-Standard.pptx

Gestão de risco

1. IDENTIFY RISK ASSESS RISK REVIEW CONTROLS CONTROL RISK RISK MANAGEMENT PROCESS

2. RISK MANAGEMENT PROCESS WRITE YOUR SUBTITLE HERE IDENTIFY RISK CONTROL RISK ASSESS RISK REVIEW CONTROLS

3. RISK MANAGEMENT PROCESS WRITE YOUR SUBTITLE HERE IDENTIFY RISK CONTROL RISK ASSESS RISK REVIEW CONTROLS

4. RISK MANAGEMENT PROCESS WRITE YOUR SUBTITLE HERE IDENTIFY RISK CONTROL RISK ASSESS RISK REVIEW CONTROLS The company identifies and defines potential risks that may negatively influence a specific company process or project.  The risk is then further evaluated after determining the risk's overall likelihood of occurrence combined with its overall consequence. Following up on both the risks and the overall plan to continuously monitor and track new and existing risks. During this step, companies assess their highest-ranked risks and develop a plan to alleviate them using specific risk controls. 

5. RISK MANAGEMENT PROCESS WRITE YOUR SUBTITLE HERE IDENTIFY RISK CONTROL RISK ASSESS RISK REVIEW CONTROLS

6. RISK MANAGEMENT STRATEGIES WRITE YOUR SUBTITLE HERE CERTAIN LIKELY POSSIBLE UNLIKELY RARE INSIGNIFICANT MINOR SIGNIFICANT MAJOR CATASTROPHIC Low Moderate Moderate Moderate High High Moderate Moderate Extreme High High Moderate Extreme Extreme High Moderate SIGNIFICANCE LIKELIHOOD Low Low Low Low Low Low Low Low Low

7. CERTAIN LIKELY POSSIBLE UNLIKELY RARE INSIGNIFICANT MINOR SIGNIFICANT MAJOR CATASTROPHIC LOW MODERATE MODERATE MODERATE HIGH HIGH MODERATE MODERATE EXTREME HIGH HIGH MODERATE EXTREME EXTREME HIGH MODERATE SIGNIFICANCE LIKELIHOOD LOW LOW LOW LOW LOW LOW LOW LOW LOW RISK ASSESSMENT MATRIX WRITE YOUR SUBTITLE HERE

8. RISK ASSESSMENT MATRIX WRITE YOUR SUBTITLE HERE Low Medium High Medium Low High RISK CONSEQUENCE RISK LIKELIHOOD Risk Level: Low Medium High # RISK DESCRIPTION RISK MITIGATION PLAN 1 Green marketing is a practice whereby companies seek to go above and. Green marketing is a practice whereby companies seek to go above and. 2 Green marketing is a practice whereby companies seek to go above and. Green marketing is a practice whereby companies seek to go above and. 3 Green marketing is a practice whereby companies seek to go above and. Green marketing is a practice whereby companies seek to go above and.

9. RISK ASSESSMENT MATRIX WRITE YOUR SUBTITLE HERE Incidental Minor Serious Major Catastrophic Unlikely Remote Seldom Occasional Frequent CONSEQUENCE/SEVERITY RISK LIKELIHOOD

10. RISK LOW HIGH MIDDLE RISK METER SLIDE WRITE YOUR SUBTITLE HERE

11. RISK MANAGEMENT FRAMEWORK IDENTIFY MEASURE MANAGE MONITOR REPORT

12. RISK MANAGEMENT FRAMEWORK IDENTIFY RISK CONTROL RISK ASSESS RISK REVIEW CONTROLS The company identifies and defines potential risks that may negatively influence a specific company process or project. Following up on both the risks and the overall plan to continuously monitor and track new and existing risks.  The risk is then further evaluated after determining the risk's overall likelihood of occurrence combined with its overall consequence. During this step, companies assess their highest-ranked risks and develop a plan to alleviate them using specific risk controls. 

13. LOW LOW LOW LOW LOW LOW LOW LOW LOW LOW LOW LOW MEDIUM MEDIUM MEDIUM MEDIUM MEDIUM MEDIUM MEDIUM MEDIUM MEDIUM HIGH HIGH HIGH EXTREME ALMOST CERTAIN LIKELY POSSIBLE UNLIKELY RARE INSIGNIFICANT MINOR MODERATE MAJOR EXTREME STRUCTURE Green marketing is a practice whereby companies seek to go above. STRUCTURE Green marketing is a practice whereby companies seek to go above. STRUCTURE Green marketing is a practice whereby companies seek to go above. STRUCTURE Green marketing is a practice whereby companies seek to go above. RISK ASSESSMENT MATRIX WRITE YOUR SUBTITLE HERE

14. RISK MANAGEMENT CORRECTIVE ACTION ASSESSMENT IN-DEPTH MODEL VALIDATION VALIDATION REPORT COMPLEXITY & MATERIAL SCORING BACK TESTING RISK MEASURE CONSISTENCY TESTS INDEPENDENT PLAUSABILITY TESTS

15. RISK MANAGEMENT PROCESS WRITE YOUR SUBTITLE HERE ESTABLISH THE CONTEXT IDENTIFY RISK ANALYZE RISK EVALUATE RISK TREAT RISK MONITOR & REVIEW RISK ASSESSMENT

16. INSTITUTIONAL RISK MATURITY WRITE YOUR SUBTITLE HERE NAIVE AWARE DEFINED MANAGED ENABLED STRUCTURE Has not yet developed an approach for risk management. Risks are a nuisance, would rather avoid the talk of them. Scattered silo based approach to risk management. Mitigate risks as they become relevant. Risk management strategy and policies in place and communicated across the organization. Enterprise wide risk management approach considering risk at highest level but could be further enabled in decision making. Risks taken on an informed basis. Risk management is used to help manage multiple aspects of the institution.

17. IDENTIFY RISK CONTROL RISK ASSESS RISK REVIEW CONTROLS Document the risks and related events and bring together risk management related data in a risk register that includes risk description, severity and impact, consequences, risk rating, mitigation plan and related emerging issues. Assess and measure identified risks using a set of criteria that includes impact, likelihood, controllability, and other determinants. Prioritize the risks and assist managers in determining which risks need to be addressed first. RISK MANAGEMENT PROCESS Leverage on established risk management frameworks to define a set of controls that mitigate those risks. Develop assessment plans to evaluate and ensure effectiveness of the controls, and assign to owners based on roles and responsibilities. Provide up to date information on risk management across the enterprise, including risk-control assessments, near-misses, remediation statuses, successes, failures and trends. Drill-down at finer levels of detail on specific risks.

18. RISK MANAGEMENT WRITE YOUR SUBTITLE HERE REPORTS AND DOCS RISK TRACKER RISK MANAGEMENT WORKFLOW DOCUMENTATION AND REPORTING HAZARD ANALYSIS RISK REDUCTION PLAN RISK IDENTIFICATION CLASSIFICATION AND ASSESSMENT RISK MITIGATION CATION

19. RISK MANAGEMENT MODEL WRITE YOUR SUBTITLE HERE MEDIUM HIGH LOW LOW MEDIUM HIGH LIKELIHOOD IMPACT Intensive management Requires monitoring and management Close monitoring required Management required Management recommended Risk may be accepted, but requires monitoring Managed Risk acceptable, requires regulation Acceptable risk

20. ENTERPRISE RISK MANAGEMENT WRITE YOUR SUBTITLE HERE PHASE 1: ASSESSMENT PHASE 2: PLANNING PHASE 3: COORDINATION PHASE 4: IMPLEMENTATION Focus area: Leadership and governance Focus area: Standards Focus area: Integrating independent risk management activities Focus area: Integrating independent internal control activities