MCQS ON Securities Contracts Regulation Act (SCRA 1956)

These are beneficial for Social Impact Assessor Exam

1. MCQS ON Securities Contracts Regulation Act
(SCRA 1956)
•Ca Manmohan Jindal
•Ex-Canara Bank, Social Impact Assessor-Mumbai
•[email protected]
•8850385224
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2. •SecuritiesContracts(Regulation)Act,1956isanActtoprevent
undesirabletransactionsinsecuritiesbyregulatingthebusinessof
dealingthereinbyprovidingforcertainmattersconnectedtherewith.
•Apartof-CHAPTER11:KEYREGULATIONS-NISMBooklet–pageno
208

3. •Q1.SecuritiesContractsRegulationAct(SCRA1956)isanActto
prevent
•Undesirabletransactionsinsecurities
•Byregulatingthebusinessofdealingtherein
•Byprovidingforcertainmattersconnectedtherewith.
•Alloftheabove

4. •A1.SecuritiesContractsRegulationAct(SCRA1956)isanActto
prevent
•Undesirabletransactionsinsecurities
•Byregulatingthebusinessofdealingtherein
•Byprovidingforcertainmattersconnectedtherewith.
•Alloftheabove

5. •Q2.SecuritiesContractsRegulationAct(SCRA1956)isanActto
prevent
•Undesirabletransactionsinsecurities
•Desirabletransactionsinsecurities
•Unavoidabletransactionsinsecurities
•Alloftheabove

6. •A2.SecuritiesContractsRegulationAct(SCRA1956)isanActto
prevent
•Undesirabletransactionsinsecurities
•Desirabletransactionsinsecurities
•Unavoidabletransactionsinsecurities
•Alloftheabove

7. •SecuritiesContracts(Regulation)Act,1956isanActtoprevent
undesirabletransactionsinsecuritiesbyregulatingthebusinessof
dealingthereinbyprovidingforcertainmattersconnectedtherewith.

8. •Q3.SecuritiesContractsRegulationAct(SCRA1956)isanActtoprevent
•Desirabletransactionsinsecuritiesbyregulatingthebusinessofdealing
therein
•Avoidabletransactionsinsecuritiesbyregulatingthebusinessofdealing
therein
•Undesirabletransactionsinsecuritiesbyregulatingthebusinessofdealing
therein
•Alloftheabove

9. •A3.SecuritiesContractsRegulationAct(SCRA1956)isanActtoprevent
•Desirabletransactionsinsecuritiesbyregulatingthebusinessofdealing
therein
•Avoidabletransactionsinsecuritiesbyregulatingthebusinessofdealing
therein
•Undesirabletransactionsinsecuritiesbyregulatingthebusinessofdealing
therein
•Alloftheabove

10. •Itprovidesfordirectandindirectcontrolofvirtuallyallaspectsof
securitiestradingandtherunningofstockexchanges.

11. •Q4. Securities Contracts Regulation Act (SCRA 1956) provides for
•Direct and indirect control of all aspects of securities trading
•Direct control on the running of stock exchanges
•Direct and indirect control on the commercial Vehicles
•None of the above
•1 and 2
•1 and 3
•1 and 4
•All of the above

12. •A4.SecuritiesContractsRegulationAct(SCRA1956)providesfor
•Directandindirectcontrolofallaspectsofsecuritiestrading
•Directcontrolontherunningofstockexchanges
•DirectandindirectcontrolonthecommercialVehicles
•Noneoftheabove
•1and2
•1and3
•1and4
•Alloftheabove

13. •Q5.SecuritiesContractsRegulationAct(SCRA1956)providesfor
•Directandindirectcontrolofallaspectsofsecuritiestrading
•Directcontrolofallaspectsofsecuritiestrading
•Indirectcontrolofallaspectsofsecuritiestrading
•Noneoftheabove

14. •A5.SecuritiesContractsRegulationAct(SCRA1956)providesfor
•Directandindirectcontrolofallaspectsofsecuritiestrading
•Directcontrolofallaspectsofsecuritiestrading
•Indirectcontrolofallaspectsofsecuritiestrading
•Noneoftheabove

15. •ItgivestheCentralGovernmenttheregulatoryjurisdictionover
•(a)stockexchangesthroughaprocessofrecognitionandcontinued
supervision,
•(b)contractsinsecurities,and
•(c)listingofsecuritiesonstockexchanges.

16. •Q6.SecuritiesContractsRegulationAct(SCRA1956)givestheCentral
Governmenttheregulatoryjurisdictionover
•Stockexchangesthroughaprocessofrecognitionandcontinued
supervision,
•Contractsinsecurities,and
•Listingofsecuritiesonstockexchanges.
•Alloftheabove

17. •A6.SecuritiesContractsRegulationAct(SCRA1956)givestheCentral
Governmenttheregulatoryjurisdictionover
•Stockexchangesthroughaprocessofrecognitionandcontinued
supervision,
•Contractsinsecurities,and
•Listingofsecuritiesonstockexchanges.
•Alloftheabove

18. •Atransactioninsecuritiesbetweentwopersonsisessentiallya
contractandthislawthatspecificallyappliesinthecaseofa
securitiescontract.

19. •Q7.Atransactioninsecuritiesbetweentwopersonsisessentially
•Apromise
•Acontract
•Anassurance
•Alloftheabove

20. •A7.Atransactioninsecuritiesbetweentwopersonsisessentially
•Apromise
•Acontract
•Anassurance
•Alloftheabove

21. Thanks
•Ca Manmohan Jindal
•Social Impact Assessor
•[email protected]
•8850385224